CSBS BAI Course Catalog

OFAC Violations 5 minutes This interactive course provides a brief overview of OFAC violations, including penalties for noncompliance and what the institution can do to prevent violations. 10 minutes Financial institutions must be vigilant against attempts to evade Russia sanctions. Aimed at all staff involved in financial activities, this brief course provides an overview of Russia sanctions; identifies red flags for potential sanctions evasion, suspicious transactions, and ransomware/cyber-attacks; and describes the responsibility of institutions to report suspicious activities by filing a SAR. Suspicious Activity Reports 5 minutes This mini-course reviews the Suspicious Activity Report form, and how to complete it. The course is intended for all employees, especially new accounts personnel, tellers, customer service representatives, and loan officers. 5 minutes This course provides a brief overview of human smuggling and trafficking red flags for financial institutions. 5 minutes This mini-course gives learners an overview of money laundering, a key concern of the Bank Secrecy Act. It also surveys other types of suspicious activity that may signal financial fraud schemes. The course is appropriate for all employees, especially new accounts personnel, tellers, customer service representatives, and loan officers. Russia Sanctions and Red Flags Completing the SAR Human Smuggling and Human Trafficking Red Flags Money Laundering, Fraud, and Suspicious Activities SAR: Responding to the Suspicious 60 minutes Intended for all employees, especially new accounts personnel, tellers, customer service representatives, and loan officers, this course provides a comprehensive look at when Suspicious Activity Reports (SARs) are required and the types of activities that qualify as suspicious. It provides an overview of how to fill out and electronically file a SAR. 5 minutes This mini-course examines suspicious activity that may indicate Medicare fraud and how financial institutions should respond. The course is intended for all employees, especially new accounts personnel, tellers, and customer service representatives. USA PATRIOT Act 40 minutes This course is designed for financial institution professionals who need knowledge of the programs and procedural requirements mandated by the USA PATRIOT Act including money laundering, due diligence, CIP, and OFAC. Suspicious Activity: Medicare Fraud USA PATRIOT Act: Managing Compliance Red Flags for Tax Refund Fraud 5 minutes This course provides a brief overview of tax refund red flags for financial institutions.

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