CSBS BAI Course Catalog

BSA for Trade Finance 20 minutes Trade-based money laundering is considered as one of the most sophisticated and prevalent methods used by criminals to launder proceeds of crime globally. This course provides essential knowledge on identifying and preventing money laundering, as well as understanding the requirements of the Bank Secrecy Act. 45 minutes Use this game show course to liven up BSA and AML training! This Jeopardy-like course can be played in both online and classroom settings to test employee knowledge regarding all facets of BSA and AML compliance, including Customer Identification Programs, Suspicious Activity Reports, and Currency Transaction Reports. The game also includes role-specific categories for Lenders, Operations, and Tellers. 45 minutes This course covers currency transaction reporting requirements of the Bank Secrecy Act, including a close look at the CTR form and how to complete it. It also provides an overview of Suspicious Activity Reports (SARs) and how personnel can recognize suspicious activity. The course is recommended for teller supervisors, branch managers, auditors, staff trainers, compliance officers and all personnel involved in reviewing and/or completing CTRs. 15 minutes Intended for mortgage loan closing personnel, this course addresses how to identify fraud and suspicious activity as required by the Bank Secrecy Act (BSA). It also outlines the requirements for OFAC compliance. 30 minutes Intended for mortgage loan closing personnel, this course addresses how to identify fraud and suspicious activity as required by the Bank Secrecy Act (BSA). BSA Game Show! BSA Reporting: CTRs and Suspicious Activity Mortgage: BSA and AML Considerations Before You Close Mortgage: BSA and Red Flags for Fraud in the Underwriting Process CIP: CDD and Beneficial Ownership 5 minutes This mini-course addresses recently implemented CIP/CDD rules for identifying beneficial owners when opening new accounts for businesses. The course is appropriate for all employees, especially anyone responsible for opening any new or continuing relationship. 15 minutes This course provides an overview of Customer Identification Program (CIP) requirements for all personnel. The course examines proper customer identification procedures, the minimum information that must be obtained, the steps necessary for verifying information, and what to do when information cannot be verified. CIP Procedures and Protections Customer Identification Program

OFAC

OFAC: Addressing Risks and Red Flags 60 minutes OFAC: Addressing Risks and Red Flags provides new and experienced financial institution personnel a compre hensive and efficient overview of Office of Foreign Assets Control requirements, risks, transaction procedures, and compliance considerations.

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