CSBS BAI Course Catalog

Wealth Management: Estate Tax Planning 20 minutes Intended for wealth management personnel, this course covers the basics of estate tax planning. The course helps wealth managers recognize and explain planning tools specific to married couples, as well as the role of gift-giving and trusts in optimizing estate value while minimizing tax consequences. 20 minutes This course covers the fiduciary and ethical obligations of wealth management personnel. The course explores characteristics of ethical wealth managers and financial planners, tools for resolving ethical dilemmas, and the consequences of failing to behave ethically. 30 minutes Intended for wealth management personnel, this course covers Health Savings Accounts, including their bene fits, eligibility requirements, contribution guidelines, and basic reporting requirements. The course provides wealth managers with the fundamentals they need to explain the advantages and mechanics of HSAs to clients. Wealth Management: Ethics Wealth Management: HSA Fundamentals This course is intended for wealth management personnel. It provides an overview of the defining characteristics of nondeposit investment products (NDIPs), associated regulatory requirements, and employee and management responsibility for compliance. 30 minutes Intended for wealth management personnel, the course provides an overview of annuities and pensions, includ ing the types of annuities, the pros and cons of annuities as a source of retirement income, and an explanation of how pension plans work. 20 minutes Intended for wealth management personnel, this course covers the different forms of property ownership and the role of retitling assets in estate planning. The course helps wealth managers recognize how proper titling of assets functions to help clients avoid probate and control how their property is distributed to beneficiaries. 30 minutes Intended for wealth management personnel, this interactive course provides an overview of Roth Individual Retirement Accounts (IRAs), including characteristics and benefits of Roth IRAs, considerations for selecting beneficiaries, and IRA conversions. The course also discusses how learners can advise clients on deciding between a Roth IRA and traditional IRA. 30 minutes Intended for wealth management personnel, this interactive course provides an overview of traditional Individual Retirement Accounts (IRAs), including characteristics and benefits of IRAs, considerations for selecting beneficiaries, and rules for rollovers and transfers. In addition, this course addresses regulatory protections for IRA accounts and how employees can help their clients manage risks associated with IRA investing. 30 minutes Intended for wealth management personnel, this course covers the definitions and purposes of wills, advance directives, and trusts. The course explores details of these estate planning tools, including administration and costs of trusts, and how Regulation Z applies to them. Wealth Management: Pensions and Annuities Wealth Management: Proper Titling of Assets Wealth Management: Roth IRA Fundamentals Wealth Management: Traditional IRA Fundamentals Wealth Management: Wills, Advance Directives, and Trusts Wealth Management: Nondeposit Investment Products 20 minutes

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