CSBS BAI Course Catalog

Privacy Notices and Exceptions 5 minutes This mini-course summarizes the privacy notice requirements set forth by the Gramm-Leach-Bliley Act (GLBA). Intended for all financial institution employees. 30 minutes This course, intended for all employees, summarizes the requirements set forth by the Right to Financial Privacy Act (RFPA), including the specific procedures that government authorities must follow when requesting private customer information from financial institutions, as well as the duties of financial institutions in providing this information. 30 minutes This course, intended for all financial institution employees, provides a basic overview of the privacy requirements set forth by the Gramm-Leach-Bliley Act (GLBA) and identifies the rules for sharing consumers’ and customers’ nonpublic personal information with nonaffiliated third parties. Right to Financial Privacy Act (RFPA) Understanding Privacy: The Gramm-Leach-Bliley Act (GLBA) Reg D: Complying with Reserve Requirements 30 minutes This course covers the purpose of Reg D, identifies covered accounts, and outlines responsibilities of financial institutions’ internal audit and compliance functions to ensure compliance with the regulation. 5 minutes This mini-course identifies and describes the types of accounts covered under Regulation D. The course is aimed at consumer-facing employees: tellers, new accounts representatives, new accounts supervisors, and customer service representatives. 30 minutes This course, recommended for tellers, new accounts representatives and supervisors, and customer service representatives, describes the basic rationale behind Reg D, your institutions responsibilities regarding Reg D, what types of accounts are affected, and Reg D's impact on customers. 30 minutes This course covers the purpose of Reg D, identifies covered accounts , and outlines the regulation’s impact on an institutions consumers. Reg D: Covered Accounts Reg D: Reserve Requirements Reg D: Understanding Reserve Requirements Reg CC: An Overview of Check Fraud Prevention 60 minutes This course, intended for tellers, new accounts representatives, and security personnel, addresses who commits check fraud, the purpose of Reg CC and its impact on institutions, the limits on deposit holds, and special rules for depositing funds. The course also examines blanket vs. case-by-case hold policies, and how disclosure requirements, customer service, and fraud prevention are related. 60 minutes This course, intended for front-line employees and security personnel, examines the check kiting process, the characteristics of check kiters, clues that indicate check kiting attempts, and ways to prevent check kiting. Reg CC: Check Kiting Reg D: Reserve Requirements Regulation CC

40