CSBS BAI Course Catalog

Regulation W: Essentials 30 minutes This course presents a brief overview of Regulation W. This course covers key definitions and provisions of Reg W, including quantitative limits and the market term requirement for covered transactions between a member financial institution and its affiliates. Coverage is appropriate for employees who need a high-level understanding of Reg W, such as HR employees, retail representatives, lenders, and supervisors.

Security

How to Prevent Embezzlement 20 minutes This course, intended for frontline employees, compliance officers, security personnel, and senior management, provides an overview of embezzlement schemes and the controls institutions can put in place to prevent them. 30 minutes This course is intended for all personnel, particularly frontline employees, to ensure that they understand the appropriate procedures to follow during and after a robbery, as well as the various preventative measures that can be utilized to deter and/or prepare for a robbery. 30 minutes Intended for branch managers and sales and service leaders, this course provides learners with an overview of how to execute and lead their institution's policies and procedures for ensuring the physical security of the branch location, employees, and consumers, including during a robbery. The Volcker Rule 30 minutes Intended for compliance personnel, this course provides a high-level introduction to the Volcker Rule, including tips and best practices for establishing a compliance program. Vendor Management 40 minutes Intended for employees who have contact with third-party vendors, this course defines vendors and the types of services they provide, outlines the procedures for designing a request for proposal and contract, and describes the types of risks associated with vendor relationships. Robbery Prevention and Response Sales Leadership: Physical Security Volcker Rule Basics Managing Third Party Vendors

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