CSBS BAI Course Catalog

Disaster Recovery

Business Continuity Planning 30 minutes Intended for senior management and Board of Director members, this course provides a comprehensive overview of the business continuity planning process and discusses common types of business interruptions, including IT and telecommunications outages, adverse weather, natural and human disasters, and pandemics.

Enterprise Risk Management

Enterprise Risk Management 40 minutes Intended for middle management, this course provides an overview of Enterprise Risk Management (ERM), including the ERM framework. 45 minutes Enterprise risk management (ERM) provides a framework and systems for financial institutions to manage–on an enterprise-wide basis–the financial, operational, event, and strategic risks they face. Aimed at staff with risk management responsibilities throughout the institution, this course coves the goals of ERM, categories of risk it addresses, and considerations for designing and implementing an ERM program. Throughout, the course connects principles of ERM to the loan review function and its particular importance in providing information and insight on credit risk. Regulation O 60 minutes Do you know which people in your financial institutions are 'insiders?' In order to understand exactly who is affected by Regulation O, you need to in order to avoid Reg O violations. In this course, intended for new hires and any employee exposed to this regulation, you will learn how to identify who is affected by Reg O, determine what the regulation prohibits, and recognize how Reg O affects affiliate and correspondent banks. 15 minutes Intended for all employees, this course provides a high-level overview of Regulation O, including its history and purpose. Regulation W 60 minutes This course presents a general overview of Regulation W. The course covers quantitative limits and collateral requirements for covered transactions between a member financial institution and its affiliates. Other topics include identifying transactions that are subject to Reg W, valuation and timing principles for covered transactions, and exemptions that may apply. The general organization of Reg W is emphasized, to aid learners in their future research and application of the rules. The course is intended for directors, management, loan officers, investment officers and audit staff of financial institutions. Enterprise Risk Management and Loan Review Reg O: How to Comply Regulation O: Essentials Regulation W: Comprehensive

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