CSBS BAI Course Catalog

CTR Exemptions 5 minutes This brief course focuses on exemptions to CTR reporting requirements. The engaging learning experience features video and a scenario-based challenge. The course is appropriate for teller supervisors, branch managers, auditors, staff trainers, compliance officers, and all personnel involved in reviewing and/or completing CTRs. 15 minutes Intended for mortgage loan closing personnel, this course addresses how to identify fraud and suspicious activity as required by the Bank Secrecy Act (BSA). It also outlines the requirements for OFAC compliance. 30 minutes Intended for mortgage loan closing personnel, this course addresses how to identify fraud and suspicious activity as required by the Bank Secrecy Act (BSA). Customer Identification Program 5 minutes This mini-course addresses recently implemented CIP/CDD rules for identifying beneficial owners when opening new accounts for businesses. The course is appropriate for all employees, especially anyone responsible for opening any new or continuing relationship. 15 minutes This course provides an overview of Customer Identification Program (CIP) requirements for all personnel. The course examines proper customer identification procedures, the minimum information that must be obtained, the steps necessary for verifying information, and what to do when information cannot be verified. OFAC 60 minutes OFAC: Addressing Risks and Red Flags provides new and experienced financial institution personnel a compre hensive and efficient overview of Office of Foreign Assets Control requirements, risks, transaction procedures, and compliance considerations. Mortgage: BSA and AML Considerations Before You Close Mortgage: BSA and Red Flags for Fraud in the Underwriting Process CIP: CDD and Beneficial Ownership CIP Procedures and Protections OFAC: Addressing Risks and Red Flags

Suspicious Activity Reports

Completing the SAR 5 minutes This mini-course reviews the Suspicious Activity Report form, and how to complete it. The course is intended for all employees, especially new accounts personnel, tellers, customer service representatives, and loan officers. 5 minutes This course provides a brief overview of human smuggling and trafficking red flags for financial institutions. Human Smuggling and Human Trafficking Red Flags

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