CSBS BAI Course Catalog

Money Laundering, Fraud, and Suspicious Activities 5 minutes This mini-course gives learners an overview of money laundering, a key concern of the Bank Secrecy Act. It also surveys other types of suspicious activity that may signal financial fraud schemes. The course is appropriate for all employees, especially new accounts personnel, tellers, customer service representatives, and loan officers.

Red Flags for Tax Refund Fraud

5 minutes

This course provides a brief overview of tax refund red flags for financial institutions.

SAR: Be on Guard 60 minutes In this course, intended for new accounts personnel, tellers, customer service representatives, and loan officers, you will learn how to identify different types of suspicious activities, and the five parts of a Suspicious Activity Report. The course also addresses when a Suspicious Activity Report is required to be completed and filed, and how to correctly file a Suspicious Activity Report. 60 minutes Although operations personnel seldom interact with the customers they service, their role in detecting suspicious activity is essential. In addition to introducing back office employees to various scams they might encounter, this course covers how to identify suspicious transactions and when you are required to report suspicious activity. This course also helps you to recognize the importance of keeping Suspicious Activity Reports confidential and the importance of providing complete and accurate information when reporting suspicious activity. 60 minutes As FinCEN becomes increasingly inundated with 'defensively filed' Suspicious Activity Reports, management needs to recognize the importance of filing complete, accurate, and detailed reports. Created with management's responsibilities in mind, this course explains how to establish an institution-wide 'culture of compliance,' offers guidance on what constitutes reportable activities or transactions, covers the various sections of the Suspicious Activity Report, details recordkeeping and confidentiality requirements, and provides true-to-life case-studies for each suspicious activity characterization. 60 minutes Intended for all employees, especially new accounts personnel, tellers, customer service representatives, and loan officers, this course provides a comprehensive look at when Suspicious Activity Reports (SARs) are required and the types of activities that qualify as suspicious. It provides an overview of how to fill out and electronically file a SAR. 5 minutes This mini-course examines suspicious activity that may indicate Medicare fraud and how financial institutions should respond. The course is intended for all employees, especially new accounts personnel, tellers, and customer service representatives. SAR: Essentials for Operations SAR: Management's Involvement SAR: Responding to the Suspicious Suspicious Activity: Medicare Fraud

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