Trust Examiner School eBook

Holdings - Does account hold real estate? No

(Date/Time/UserID 12/28/2020 11:47:00 AM xxx)

Investments - Is this a DIRECTED account? No

(Date/Time/UserID 12/28/2020 11:47:00 AM xxx)

- As a part of this review, have you met with the I/O to discuss the accounts investment objectives and performance and the client/beneficiary circumstances? Yes

(Date/Time/UserID 12/28/2020 11:46:59 AM xxx)

- Has a meeting been scheduled?

- Explain circumstances why a meeting has yet to be scheduled regarding establishing an investment objective.

New Business - Are there any additional new business or cross-selling opportunities? No

(Date/Time/UserID 12/28/2020 11:47:00 AM xxx)

- What are the additional new business or cross-selling opportunities?

New Business - Is Bank named as fiduciary in client's estate plan? Yes

(Date/Time/UserID 12/28/2020 11:46:59 AM xxx)

Risk Assessment - Has a Risk Rating Assessment Analysis been completed on the account? Yes

(Date/Time/UserID 12/28/2020 11:47:00 AM xxx)

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