Trust Examiner School eBook

- Complete a Risk Rating Assessment Analysis Form & forward to Trust Operations and provide date sent to Trust Operations.

Risk Assessment - Have their been any changes to the account since the last Risk Rating Assessment Analysis which warrants a change in the current risk rating of the account? No

(Date/Time/UserID 12/28/2020 11:46:59 AM xxx)

- Complete a Risk Rating Assessment Analysis Form & forward to Trust Operations and provide date sent to Trust Operations.

Suspicious Activity - Have there been any suspicious transactions -contributions/distributions- made within the account since its prior review? No

(Date/Time/UserID 12/28/2020 11:47:00 AM xxx)

- Describe the suspicious transaction including date of occurrence, amount of transaction, and involved parties.

Tax - Have you reviewed/signed a fiduciary tax return in the last 12 months? Yes

(Date/Time/UserID 12/28/2020 11:46:59 AM xxx)

- Provide comments why fiduciary tax return has NOT been reviewed/signed in the last 12 months.

7/21/2021 4:41:49 PM EDT

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