Trust Examiner School eBook

Communication - How many times per year does the client and/or involved parties prefer to meet face-to-face? Annual

(Date/Time/UserID 12/28/2020 11:46:59 AM xxx)

Fees - Are fees being collected according to the agreement? Yes

(Date/Time/UserID 12/28/2020 11:47:00 AM xxx)

Fees - Has the fee arrangement been reviewed in the last 12 months? Yes

(Date/Time/UserID 12/28/2020 11:47:00 AM xxx)

Fees - Has the fee arrangement changed in the last 12 months? No

(Date/Time/UserID 12/28/2020 11:46:59 AM xxx)

- Has the account file been properly documented with the current fee arrangement?

Fees - Is there a fee discount in place for this relationship? No

(Date/Time/UserID 12/28/2020 11:47:00 AM xxx)

- What is the fee discount and the reason for the discount?

Holdings - Does account hold other non-cash or special assets? No

(Date/Time/UserID 12/28/2020 11:46:59 AM xxx)

- What are the non-cash or special assets held in the account?

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