Trust Examiner School eBook

DFI Trust Company Examiner’s Entry Checklist

70 RELATED ORGANIZATIONS A. Please provide a listing (together with brief synopses of financial statements including capitalization, and activities engaged in) of: 1. All Company subsidiaries, and 2. All affiliates of the Company. B. If the Company, any subsidiary, or any affiliate serves as investment advisor or investment manager for any mutual fund, or acts as sponsor, distributor, or custodian for any outside, own Company, subsidiary or affiliate operated mutual fund, please provide the name of the individual supervising this activity. C. Provide copies of the: 1. The parent Company's most recent filing of SEC Form 10K, 2. Company's and parent Company’s most recent Notice of Annual Meeting of Shareholders and Proxy Statement, and 3. Company’s (parent Company's) most recent annual reports.