Trust Examiner School eBook

DFI Trust Company Examiner’s Entry Checklist

60 EARNINGS A. Detailed Company income statement as of the date of examination June 30, 2021 and as of the most recent prior year end 2020. B. Breakout of any other income or other expense categories. C. Description of surcharges, losses, fees waived, charge-offs, loss due to error, and recoveries as of the date of examination June 30, 2021 and the most recent prior year end 2019. D. Company’s budget for the current year and the most recent prior year end 2020. E. Company’s budget versus actual income statement as of the date of examination June 30, 2021 , and as of the most recent prior year end 2020. F. Any explanation for major variances of budget versus actual performance for the date of examination June 30, 2021 . G. Current fee schedules. H. Summary of new business efforts, including but not limited to examples of promotional new business materials, and media and print advertisements. I. At least two recent “Request for Proposal” indicative of the services and products provided by the Trust Company.