CSBS BAI Course Catalog

Compliance Officer: Fair Lending Examination Management 25 minutes This course addresses the compliance officer’s role in fair lending exam readiness, including the components of a fair lending program and UDAAP, preventive measures, and the risks of non-compliance. This course includes: Reg B. 20 minutes This course provides an overview of the compliance officer’s responsibilities in ensuring that the financial institution is ready for examination. The course addresses the resources available when preparing for an examination, an overview of the exam process, and the importance documentation and its role in the exam. 5 minutes This minicourse offers an overview of the CRA's purpose and exams. This course will cover general preparedness, the importance of passing, and which exam will apply to differently sized institutions. 20 minutes Regulation FD is an important part of SEC regulations regarding communications to investors in publicly traded companies. This course introduces Regulation FD, including its purpose, the personnel and information it covers, disclosure requirements and best practices, and consequences for compliance failure. The course is aimed at compliance officers, directors and executive officers, investor and public relations personnel, and other staff who regularly communicate with securities market professional and stockholders. Federal Reserve Regulations 20 minutes Regulation A, I, and J govern the operations and activities of member banks of the Federal Reserve System with regards to extended credit, the purchase or redemption of Reserve Bank capital stock, and the collection, return, and settlement of balances through the Fed, consecutively. Due to the highly specialized nature of these regulations, this course provides an overview of each regulation’s rules and procedures. For detailed information, refer to the regulation or consult with your regulatory agency. 40 minutes Regulations F, Y, LL, and MM are regulations of the Board of Governors of the Federal Reserve System that govern limitations on interbank liabilities and the activities of bank and savings and loan holding companies. This course provides an overview of each regulation's rules and procedures. 10 minutes Regulations G and S are regulations of the Board of Governors of the Federal Reserve that implement portions of the Gramm-Leach-Bliley Act and Right to Financial Privacy Act, respectively. This course provides an overview of each regulation's purpose and scope. 30 minutes Intended for managers, decision-makers, and compliance staff, this course provides a fundamental understanding of Reg II and how it impacts issuers of debit cards. Upon completion of this course, employees will be able to describe rules and standards established by Reg II around interchange fees as well as payment card network exclusivity and routing restrictions. Compliance Officer: General Examination Management Preparing for a CRA Exam Regulation FD Concepts and Requirements Federal Reserve Regulations A, I, and J Federal Reserve Regulations F, Y, LL, and MM Federal Reserve Regulations G and S Reg. II: How Interchange Fees Affect Your Institution

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