BSA/AML Examiner School - Case Study Oct 2023

7/9/2015 7/23/2015 7/31/2015 7/31/2015 7/31/2015 7/31/2015 8/3/2015 8/7/2015 8/7/2015 8 / 1 1/2015 8 / 1 1/2015 8 / 1 8/2015 8/31/2015 9/25/2015 9/25/2015 10/1/2015 10/1/2015 10/1/2015 10/7/2015 10/8/2015 10/23/2015 10/30/2015 11/9/2015 1 1 / 1 0/2015 11/10/2015 11/13/2015 11/18/2015 11/20/2015 12/8/2015 12/16/2015 12/22/2015

320010 320010 320010 320010

AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust

Turnkey Funding LLC Turnkey Funding LLC Landsel Title Agency Maxwell Trucking LLC

Wells Fargo Wells Fargo

2,500.00 20,568.97 242,802.78

JP Morgan Chase Pioneer Comm Bank Vergas State Bank

2,200.00

Loyd Bottoms

33621000

Mark Frank

295.65

AJ & R Bank & Trust

AJ & R Bank & Trust

320010

FHLBCINCI

600,000.00

Beth Anderson

66653210

Mark Frank

Vergas State Bank

300.02

AJ & R Bank & Trust

320010

Security Bank

Security Bank

250,000.00 21,569.53 2,400.00 67,500.00 249,000.00

Apple Inc.

98109991

The Restaurant, LLC Turnkey Funding LLC

Brand Lawrenceville

AJ & R Bank & Trust

320010 204688 320010 320010 320010 320010

Wells Fargo

The Villiage Medical Center

Funds2Go, INC.

Pacific Western Bank

AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust

1 st Bank

Bank 7

Maxwell Trucking LLC

Pioneer Comm Bank

2,200.00

Rodger Coplay (Loan Payment)

Herring Bank FHLBCINCI

200.00

AJ & R Bank & Trust

700,000.00 2,000.00 58,573.90 31,400.00

Roy Cyrus

32222132 21113520

Roy Cyrus

Community Trust Bank Branch BKG Wilson

Paul and Cristinia Pauline

Heavy Hitter PLLC Turnkey Funding LLC

AJ & R Bank & Trust AJ & R Bank & Trust

320010 320010

Wells Fargo

Home First AEG LLC

Citizens Union Bank

257.14

Bill Bays/AEG

81153210

First Grayson Herring Bank

56,500.00

AJ & R Bank & Trust Three Docks Petroleum AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust

320010

150.00

The Smith Company (Loan Payment) Wire was returned to AJ & R Bank & Trust

96331321

Bank Of America NYC

34,955.00 100,000.00 300,000.00 255,518.56

AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust Interstate Trucking LLC

320010 320010 320010 320010

FHLBCINCI FHLBCINCI

Town Square Bank Pioneer Comm Bank Yellowstone Bank

2,400.00

Stone Bank

99963101

Stone Bank

240,000.00

AJ & R Bank & Trust AJ & R Bank & Trust

320010 320010

Rodger Copley (Loan Payment)

Herring Bank

80.00

Star Credit Union

249,000.00

Qualstar Credit Union Bank Of America NYC Community Bank & Trust

Pan Castle

56451100

Pan Castle

60.00

AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust Gus and Tina Ruth

320010 320010 320010

Community Bank Bank Financial

249,000.00 248,000.00 208,965.97

1/4/2016 1/4/2016 1/5/2016

Bank Financial

Sam Carter Gus Ruth

State Farm Financial CWCU Frankfort KY

63991115

300.00