BSA/AML Examiner School - Case Study Oct 2023

2/23/2015 2/24/2015 3/4/2015 3/9/2015 3/9/2015 3/11/2015 3/13/20151 3/16/2015 3/17/2015 3/23/2015 3/24/2015 3/27/2015 3/30/2015 3 / 3 1/2015 3/31/2015 3/31/2015 4/7/2015 4/9/2015 4/13/2015 4/13/2015 4/17/2015 4/17/2015 4/27/2015 4/27/2015 4/30/2015 4/30/2015 5/7/2015 5/18/2015 5 / 2 7/2015 5/27/2015 5/29/2015 6/9/2015 6/27/2015 7/1/2015

320010 320010

Goat Farms

AJ & R Bank & Trust AJ & R Bank & Trust

Citizens Union Bank

501.43

AJ & R Bank & Trust

FHLBCINCI

500000.00

Erin Presley

66355520 5003918 66355520 66355520 66355520 66355520 66355520 66355520 66355520 66355520 32422210 5003918 320010

Cindy Bates

JP Morgan Chase

1489.00 1500.00 1036.85 1900.00 1680.00 1300.00 3200.00 2200.00 4200.00 3000.00 2839.31 1021.08 1183.42 243.16 789.99 300.00

Lee Gate

South Carpenters

CORPORATE ONE FEDERAL CU

Erin Presley Erin Presley Erin Presley Erin Presley Erin Presley Erin Presley Erin Presley Erin Presley

Cindy Bates Cindy Bates Cindy Bates Cindy Bates Cindy Bates Cindy Bates Cindy Bates Cindy Bates Builders Mart

JP Morgan Chase JP Morgan Chase JP Morgan Chase JP Morgan Chase JP Morgan Chase JP Morgan Chase JP Morgan Chase JP Morgan Chase FHLBCINCI

AJ & R Bank & Trust

AJ & R Bank & Trust

500000.00

Bill Ruth Lee Gate

URBAN TRUST BANK

South Carpenters AJ & R Bank & Trust Networks Solutions

CORPORATE ONE FEDERAL CU

AJ & R Bank & Trust

320010

FHLBCINCI

250000.00

Loyd Bottoms

33621000

JP Morgan Chase Citizens Union Bank Texas Heritage Bank Texas Heritage Bank

AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust

320010 320010 320010 320010 320010 320010 320010

Home First

Max Solutions Max Solutions

AJ & R Bank & Trust

FHLBCINCI

600000.00

Max Solutions Max Solutions

Texas Heritage Bank Texas Heritage Bank

225.00 150.00

AJ & R Bank & Trust

FHLBCINCI

500000.00 1186469.64 700000.00

Tin Dealership

88893333

Car Resources

US Bank (Denver)

AJ & R Bank & Trust

AJ & R Bank & Trust South Carpenters AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust South Carpenters AJ & R Bank & Trust Barbara Gates

320010

FHLBCINCI

Lee Gate

89966613 44645551 320010 320010 1012001 89966613

CORPORATE ONE FEDERAL CU

1285.57 135.00

Sam Smith

USAA FEDL SA

AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust

FHLBCINCI FHLBCINCI FHLBCINCI

500,000.00 500,000.00 300,000.00

Barbara Gate

CORPORATE ONE FEDERAL CU

1,380.58

AJ & R Bank & Trust AJ & R Bank & Trust

320010 320010

FHLBCINCI

300,000.00

Home First

Citizens Union Bank

254.33