BSA/AML Examiner School - Case Study Oct 2023

Incoming Wire

Wire Date 8/13/2014 8/18/2014 8/28/2014 8/29/2014 9/5/2014 9/17/2014 9/30/2014 10/2/2014 10/6/2014 10/8/2014 10/10/2014 10/10/2014 10/23/2014 10/30/2014 10/31/2014 11/12/2014 11/14/2014 11/18/2014 11/20/2014 11/24/2014 11/26/2014 12/1/2014 12/1/2014 12/9/2014 12/16/2014 12/18/2014 12/23/2014 12/29/2014 1/8/2015 1/9/2015 1/23/2015 2/6/2015 2/9/2015

Beneficiary Acct#

Incoming Wire Amount

Originator

Originator Bank

Beneficiary

AJ & R Bank & Trust

320010

Home First Gus Ruth Town Bank

Citizens Union Bank CWCU Frankfort KY Wire was Returned

5803.22 985.00 3000.00

Gus Ruth

63991115

AJ & R Bank & Trust AJ & R Bank & Trust

320010 320010

FHLBCINCI

1000000.00 9708.61 10100.00 400000.00

Sara and Bobbie Chambers

46612001 46132166

Global Title Stacey Lee

Bank Of America NYC AJ & R Bank & Trust

Mindy Gracen

AJ & R Bank & Trust

AJ & R Bank & Trust

320010

FHLBCINCI

Bill Ruth Lee Gate

32422210 89966613

Builders Mart

URBAN TRUST BANK

2522.00 711.00

CORPORATE ONE FEDERAL CU

South Carpenters Beth Anderson Brison Energy Co

Community Bank AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust

99169201

BRANCHBANKING&TRUSTCOMPANY 2224.45

320010 320010 320010

Wells Fargo

1284400.00

Home First Home First

Citizens Union Bank Citizens Union Bank

409.99 3762.23 700.00

Lee Gate

89966613

South Carpenters AJ & R Bank & Trust

CORPORATE ONE FEDERAL CU

AJ & R Bank & Trust

320010

FHLBCINCI

400000.00

Frank Maynard

21116221

Andy Forrest

300.00

JP Morgan Chase

AJ & R Bank & Trust AJ & R Bank & Trust

AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust

320010 320010 320010 320010 320010

FHLBCINCI FHLBCINCI

900000.00 400000.00 10000.00

BBT VA Beach

Lee Gate

506.25

Home First

Citizens Union Bank

AJ & R Bank & Trust

FHLBCINCI

1000000.00

Brandon Brown

52552160 89966613 89966613

Lawncare

PNC Bank Philadelphia

210.00 160.00 300.00 2500.00

Lee Gate Lee Gate

CORPORATE ONE FEDERAL CU CORPORATE ONE FEDERAL CU

South Carpenters South Carpenters

AJ & R Bank & Trust AJ & R Bank & Trust

320010 320010

Minister Bank Wells Fargo

Bright Leaf

610000.00 1096.71 11486.23

Brison Energy Co South Carpenters

Lee Gate

89966613

CORPORATE ONE FEDERAL CU

AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust Lance and Molly Creek

320010 320010 320010

Home First Fred Lance Home First Global Title

Citizens Union Bank Ashland Credit Union Citizens Union Bank

350.00 362.09

26616233

31162.19

JP Morgan Chase US Bank (Denver)

Tin Dealership

3000718 88893333

1804196.90

Car Resources South Carpenters

Lee Gate

1183.76

CORPORATE ONE FEDERAL CU