BSA-AML Examiner School Case Study eBook

Internal Use Only

BSA/AML Policy and Program

31 CFR Parts 1010, 1020, 1023, 1024, and 1026

FinCEN CDD Final Rule

12 CFR Section 208.62

Suspicious Activity Reports

12 CFR Section 208.63

Procedures for Monitoring Bank Secrecy Act Compliance

SR 21-8

Interagency Statement on Model Risk Management for Bank Systems Supporting Bank Secrecy Act/Anti- Money Laundering Compliance

N/A

FFIEC BSA/AML Examination Manual

12. CHANGE HISTORY

DATE APPROVED

APPROVAL AUTHORITY

CHANGES

January 2024

Board of Directors

● Update for addition of Third Party oversight, including Partners

Board of Directors

● Initial Version Cleanup

December 2023

31

Confidential