BSA-AML Examiner School Case Study eBook

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BSA/AML Policy and Program

BSA/AML Officer. 10. REVIEWAND APPROVAL

The BSA/AML Officer will review this Policy/Program no less than annually and recommend any necessary changes. Revisions to this Policy may be necessary for a variety of reasons, including changes in business strategy or organizational structure or new or modified regulations or regulatory guidance. The Board will review and approve any substantive changes to this Policy/Program. 11. RELATED INFORMATION A. RELATED POLICIES, PROCEDURES, AND OTHER RESOURCES DOCUMENT NAME DOCUMENT OWNER

CMS Policy

Chief Compliance Officer

Third Party Risk Management Policy

Chief Risk Officer

314(a) Procedures

BSA/AML Officer

OFAC Procedures 2022

BSA/AML Officer

BSA/AML Risk Assessment

BSA/AML Officer

Customer Information Program

BSA/AML Officer

Beneficial Ownership Procedures

BSA/AML Officer

CTR Procedures

BSA/AML Officer

Funds Transfer Procedures

BSA/AML Officer

Sale of Monetary Instruments Procedures

BSA/AML Officer

SAR Procedures

BSA/AML Officer

B. RELATED LAWS, REGULATIONS, AND REGULATORY GUIDANCE CITATION (i.e., 12 CFR Part 364 or FDIC FIL-44-2008) TITLE

div. F of PL 116–283

Anti-Money Laundering Act of 2020 (AMLA)

PL 107-56

USA PATRIOT ACT 2001

31 U.S.C. 5311 et seq.

Bank Secrecy Act of 1970

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