BSA-AML Examiner School Case Study eBook

Internal Use Only #

Employee List

BSA/AML: Beneficial Ownership and Customer Due Diligence

Schedule / Due Date

Notes:

Full Name Aaron Blyth Aaron King Alicia Lueken Andrew Bensen

Title

Department

Employment Status

Inactive Date

2020

2021

2022

2023

2024

SVP Commercial Banker Business Services Specialist

Commercial Lending

Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

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N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Q2

Q2 - 6/30/2024

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Operations

N/A

N/A

Personal Banker

Retail

Q2 Q2

Q2 - 6/30/2024 Q2 - 6/30/2024

VP Credit Analyst Manager

Commercial Lending

Becky David Blair Koeing

VP IT

IT

N/A

N/A

VP Commercial Banker Mortgage Coordinator Chief Credit Officer

Commercial Lending Consumer Lending Commercial Lending

Q2

Q2 - 6/30/2024

Brianna Logren

N/A

N/A

Chris Reins

Q2 Q2

Q2 - 6/30/2024 Q2 - 6/30/2024

Christine Volchecks Cortney Nueburing Dawn Belling Deanna Oillers Debbie Missy Diane Rosefield Dillon Kemps Eileen Marten Debbie Toly Grace Hoeman Gregg Bacon Jason Pettes Jayden Voja Jenny Grasce Julie Klinger Maci Nieman Margo Haier Matt Kuver Nick Kanon Richelle Jannes Rysdon Toson Sam Nicksome Sandy Doresy Seth Simmons Stephanie Mcnay Tamy McKona Rod Resen Ruth Brove Emily Read Gavin Write Ruby Rose Kim Wilers Krissy Kommers Lynn Love Liz Lacy

Branch Manager

Retail

Operations Specialist

Operations

N/A N/A

N/A N/A

VP HR

HR

PT Teller

Retail Retail Retail

Q2 Q2 Q2

Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024

Personal Banker

PT Teller

Loan Specialist

Consumer Lending

N/A

N/A

PT Teller

Retail

Q2

Q2 - 6/30/2024

Mortgage Operations Manager

Consumer Lending Commercial Lending

N/A Q2 Q2 Q2 Q2 Q2 Q2 Q2 Q2 Q2 Q2 Q2 Q2 Q2 Q2 Q2 Q2 N/A N/A N/A N/A N/A N/A N/A N/A

N/A

VP Credit Administration

Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 N/A Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024 N/A N/A N/A N/A N/A

Teller II PT Teller

Retail Retail

SVP Residential Lending SVP Commercial Banker

Consumer Lending Commercial Lending Commercial Lending

Credit Analyst Personal Banker

Retail Retail

Customer Support Specialist Chief Compliance Officer

Compliance

Mortgage Admin

Consumer Lending

Loan Escrow Specialist Chief Executive Officer Office Administration

Lending Administrative

Executive

HR

PT Teller PT Teller

Retail Retail Retail

Retail Relationship Manager

6/10/2020

Credit Analyst

Commercial Lending

VP Operations & Retail VP Commercial Banker

Operations

Commercial Lending

PT Teller PT Teller PT Teller

Retail Retail Retail

Operations Officer

Operations

N/A N/A

VP Finance

Finance/Accounting

Retail Bank Manager Teller Supervisor Operations Officer

Retail Retail

Q2 Q2

Q2 - 6/30/2024 Q2 - 6/30/2024

Terri Calamro Todd Tallon

Operations Executive

N/A N/A

N/A N/A

President/Chief Risk Officer

Toni Nield

Teller Supervisor Compliance Officer

Retail

Q2 Q2

Q2 - 6/30/2024 Q2 - 6/30/2024

Nellie Newark Virginia Presser Wade Coalman

Compliance

Sr Mortgage Loan Processor

Consumer Lending Commercial Lending

N/A

N/A

VP Commercial Banker

Q2

Q2 - 6/30/2024

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