BSA-AML Examiner School Case Study eBook

Internal Use Only #

Employee List

BSA/AML: CIP Advanced

Schedule / Due Date

Notes:

Employment Status Inactive Date

Full Name Aaron Blyth Aaron King Alicia Lueken Andrew Bensen

Title

Department

2020 N/A

2021 N/A

2022 N/A

2023 N/A

2024

SVP Commercial Banker Business Services Specialist

Commercial Lending

Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

1/10/2024 Q2- Completed

*New hire after training transition to Compliance/for the 2024 training schedule

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

12/7/2022

N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A Q2

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Operations

Personal Banker

Retail

8/17/2022 10/20/2023

VP Credit Analyst Manager

Commercial Lending

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A

Becky David Blair Koeing

VP IT

IT

*New hire after training transition to Compliance/for the 2024 training schedule

VP Commercial Banker Mortgage Coordinator Chief Credit Officer

Commercial Lending Consumer Lending Commercial Lending

12/26/2023

N/A Q2- Completed

Brianna Logren

Chris Reins

4/24/2020 10/25/2021 12/7/2022 10/17/2023

Christine Volchecks Cortney Nueburing Dawn Belling Deanna Oillers Debbie Missy Debbie Toly Diane Rosefield Dillon Kemps Eileen Marten Grace Hoeman Gregg Bacon Jason Pettes Jayden Voja Jenny Grasce Julie Klinger Maci Nieman Margo Haier Matt Kuver Nick Kanon Richelle Jannes Rysdon Toson Sam Nicksome Sandy Doresy Seth Simmons Stephanie Mcnay Tamy McKona Rod Resen Ruth Brove Emily Read Gavin Write Ruby Rose Kim Wilers Krissy Kommers Lynn Love Liz Lacy

Branch Manager

Retail

Operations Specialist

Operations

VP HR

HR

PT Teller

Retail Retail Retail

10/16/2023

11/21/2020 10/23/2021 10/27/2022 10/27/2023 10/6/2020 10/6/2021 10/24/2022 10/24/2023

Personal Banker

PT Teller

Loan Specialist

Consumer Lending

N/A

6/14/2023

PT Teller

Retail

Mortgage Operations Manager

Consumer Lending Commercial Lending

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

VP Credit Administration

Teller II PT Teller

Retail Retail

12/10/2020 12/15/2021 12/7/2022 11/29/2023

SVP Residential Lending SVP Commercial Banker

Consumer Lending Commercial Lending Commercial Lending

1/1/2024 Q2- Completed

*New hire after training transition to Compliance/for the 2024 training schedule

Credit Analyst Personal Banker

Retail Retail

4/5/2023

Customer Support Specialist Chief Compliance Officer

10/8/2020 11/30/2021 12/7/2022 10/10/2023

Compliance

Mortgage Admin

Consumer Lending Lending Administrative

Loan Escrow Specialist Chief Executive Officer Office Administration

Executive

HR

11/3/2022 12/13/2023

Retail Retail Retail

PT Teller PT Teller

10/8/2020 10/19/2021 12/19/2022 12/5/2022 10/14/2020 10/1/2021 10/24/2022 10/17/2023

Retail Relationship Manager

Credit Analyst

Commercial Lending

VP Operations & Retail VP Commercial Banker

Operations

Commercial Lending

PT Teller PT Teller PT Teller

Retail Retail Retail

3/28/2023

Operations Officer

Operations

VP Finance

Finance/Accounting

Retail Bank Manager Teller Supervisor Operations Officer

Retail Retail

11/14/2023 11/14/2023 Q2- Completed

*New hire after training transition to Compliance/for the 2024 training schedule

7/15/2020 10/7/2021 12/2/2022 10/11/2023

Terri Calamro Todd Tallon

Operations Executive

N/A N/A

President/Chief Risk Officer

Retail

10/8/2020 11/8/2021 10/13/2022 10/31/2023

Toni Nield

Teller Supervisor Compliance Officer

Nellie Newark Virginia Presser Wade Coalman

Compliance

11/13/2023 11/13/2023 Q2- Completed

*For the 2024 training schedule

Sr Mortgage Loan Processor VP Commercial Banker

Consumer Lending Commercial Lending

N/A N/A