BSA-AML Examiner School Case Study eBook

Internal Use Only #

Employee List

BSA/AML: CIP Basics

Schedule / Due Date

Notes:

Full Name Aaron Blyth Aaron King Alicia Lueken Andrew Bensen

Title

Department

Employment Status Inactive Date

2020

2021

2022

2023

2024

SVP Commercial Banker Business Services Specialist

Commercial Lending

Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active

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N/A N/A N/A N/A N/A N/A N/A N/A N/A Q2 Q2

N/A N/A N/A N/A N/A N/A N/A N/A N/A

Operations

Personal Banker

Retail

Q2 - 6/30/2024

VP Credit Analyst Manager

Commercial Lending

Becky David Blair Koeing

VP IT

IT

VP Commercial Banker Mortgage Coordinator Chief Credit Officer

Commercial Lending Consumer Lending Commercial Lending

Brianna Logren

Chris Reins

Christine Volchecks Cortney Nueburing Dawn Belling Deanna Oillers Debbie Missy Diane Rosefield Dillon Kemps Eileen Marten Debbie Toly Grace Hoeman Gregg Bacon Jason Pettes Jayden Voja Jenny Grasce Julie Klinger Maci Nieman Margo Haier Matt Kuver Nick Kanon Richelle Jannes Rysdon Toson Sam Nicksome Sandy Doresy Seth Simmons Stephanie Mcnay Todd Tallon Toni Nield Nellie Newark Virginia Presser Wade Coalman Rod Resen Ruth Brove Tamy McKona Terri Calamro Emily Read Gavin Write Ruby Rose Kim Wilers Krissy Kommers Lynn Love Liz Lacy

Branch Manager

Retail

Q2 - 6/30/2024

Operations Specialist

Operations

VP HR

HR

PT Teller

Retail Retail Retail

Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024

Q2 Q2 Q2

Personal Banker

PT Teller

Loan Specialist

Consumer Lending

N/A

N/A

PT Teller

Retail

Q2 - 6/30/2024

Q2

Mortgage Operations Manager

Consumer Lending Commercial Lending

N/A N/A

N/A N/A

VP Credit Administration

Teller II PT Teller

Retail Retail

Q2 - 6/30/2024 Q2 - 6/30/2024

Q2 Q2

SVP Residential Lending SVP Commercial Banker

Consumer Lending Commercial Lending Commercial Lending

N/A N/A N/A

N/A N/A N/A

Credit Analyst Personal Banker

Retail Retail

Q2 - 6/30/2024 Q2 - 6/30/2024

Q2 Q2

Customer Support Specialist Chief Compliance Officer

Compliance

N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A

Mortgage Admin

Consumer Lending

Loan Escrow Specialist Chief Executive Officer Office Administration

Lending Administrative

Executive

HR

PT Teller PT Teller

Retail Retail Retail

Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024

Q2 Q2 Q2

Retail Relationship Manager

6/4/2020

Credit Analyst

Commercial Lending

N/A N/A N/A

N/A N/A N/A

VP Operations & Retail VP Commercial Banker

Operations

Commercial Lending

PT Teller PT Teller PT Teller

Retail Retail Retail

Q2 - 6/30/2024 Q2 - 6/30/2024 Q2 - 6/30/2024

Q2 Q2 Q2

Operations Officer

Operations

N/A N/A

N/A N/A

VP Finance

Finance/Accounting

Retail Bank Manager Teller Supervisor Operations Officer

Retail Retail

Q2 - 6/30/2024 Q2 - 6/30/2024

Q2 Q2

Operations Executive

N/A N/A

N/A N/A

President/Chief Risk Officer

Teller Supervisor Compliance Officer

Retail

Q2 - 6/30/2024

Q2

Compliance

11/13/2023 11/13/2023 Q2- Completed

*For the 2024 training schedule

Sr Mortgage Loan Processor

Consumer Lending Commercial Lending

N/A N/A

N/A N/A

VP Commercial Banker