BSA-AML Examiner School Case Study eBook

Internal Use Only #

Employee List

BSA/AML: Fundamentals

Schedule / Due Date

Notes:

Employment Status Inactive Date

Full Name Aaron Blyth Aaron King Alicia Lueken Andrew Bensen

Title

Department

2020 N/A

2021 N/A

2022 N/A

2023 N/A

2024

SVP Commercial Banker Business Services Specialist

Commercial Lending

Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

1/11/2024 Q3 - 9/30/2024

*New hire after training assignment. *New hire after training assignment. *New hire after training assignment.

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

12/7/2022 5/24/2023 7/27/2022 4/4/2023 4/11/2022 5/9/2023 4/22/2022 4/5/2023 6/30/2022 6/29/2023 6/14/2022 6/26/2023 4/1/2022 4/10/2023 9/19/2022 4/11/2023 6/21/2022 5/8/2023 6/17/2022 4/20/2023 5/19/2022 5/23/2023 4/1/2022 4/7/2023 4/1/2022 4/3/2023 6/17/2022 4/5/2023 6/15/2022 6/28/2023 N/A 12/27/2023 N/A 10/4/2023 N/A 6/8/2023 6/1/2022 4/3/2023 4/5/2022 5/16/2023 9/20/2022 4/5/2023 11/21/2022 5/9/2023 4/12/2022 5/9/2023 4/1/2022 4/7/2023 5/6/2022 5/31/2023 6/17/2022 6/27/2023 N/A N/A N/A 6/14/2023 5/12/2022 4/25/2023 4/1/2022 4/7/2023 4/27/2022 4/4/2023 4/25/2022 5/17/2023 6/1/2022 6/11/2023 4/22/2022 6/1/2023 4/4/2022 4/3/2023 6/27/2022 6/27/2023 N/A 10/27/2023 N/A 9/22/2023 N/A N/A N/A N/A N/A 3/3/2023 N/A N/A 6/17/2022 6/20/2023 N/A N/A 6/24/2022 5/12/2023 N/A 4/4/2023 5/18/2022 5/3/2023 N/A 6/13/2023

Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3

Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024 Q3 - 9/30/2024

Operations

Personal Banker

Retail

VP Credit Analyst Manager

Commercial Lending

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Becky David Blair Koeing

VP IT

IT

*New hire after training assignment.

VP Commercial Banker Mortgage Coordinator Chief Credit Officer

Commercial Lending Consumer Lending Commercial Lending

Brianna Logren

Chris Reins

Christine Volchecks Cortney Nueburing Dawn Belling Deanna Oillers Debbie Missy Debbie Toly Diane Rosefield Dillon Kemps Eileen Marten Grace Hoeman Gregg Bacon Jason Pettes Jayden Voja Jenny Grasce Julie Klinger Maci Nieman Margo Haier Matt Kuver Nick Kanon Richelle Jannes Rysdon Toson Sam Nicksome Sandy Doresy Seth Simmons Stephanie Mcnay Tamy McKona Rod Resen Ruth Brove Emily Read Gavin Write Ruby Rose Kim Wilers Krissy Kommers Lynn Love Liz Lacy

Branch Manager

Retail

Operations Specialist

Operations

*New hire after training assignment.

VP HR

HR

PT Teller

Retail Retail Retail

*New hire after training assignment.

Personal Banker

PT Teller

Loan Specialist

Consumer Lending

PT Teller

Retail

Mortgage Operations Manager

Consumer Lending Commercial Lending

VP Credit Administration

Teller II PT Teller

Retail Retail

*Will be taking with new hire series due 2/28/2024 and again in Q3

SVP Residential Lending SVP Commercial Banker

Consumer Lending Commercial Lending Commercial Lending

1/7/2024 Q3 - 9/30/2024

*New hire after training assignment.

Credit Analyst Personal Banker

Retail Retail

Customer Support Specialist Chief Compliance Officer

Compliance

Mortgage Admin

Consumer Lending Lending Administrative

Loan Escrow Specialist Chief Executive Officer Office Administration

Executive

*New hire after training assignment. *New hire after training assignment.

HR

Retail Retail Retail

PT Teller PT Teller

Retail Relationship Manager

Credit Analyst

Commercial Lending

VP Operations & Retail VP Commercial Banker

Operations

Commercial Lending

Retail Retail Retail

PT Teller PT Teller PT Teller

*Will be taking with new hire series due 3/12/2024 and again in Q3 *Will be taking with new hire series due 2/21/2024 and again in Q3

Operations

Operations Officer

VP Finance

Finance/Accounting

*New hire after training assignment.

Retail Bank Manager Teller Supervisor Operations Officer

Retail Retail

Terri Calamro Todd Tallon

Operations Executive

President/Chief Risk Officer

Retail

Toni Nield

Teller Supervisor Compliance Officer

Nellie Newark Virginia Presser Wade Coalman

Compliance

*New hire after training assignment.

Sr Mortgage Loan Processor VP Commercial Banker

Consumer Lending Commercial Lending