BSA-AML Examiner School Case Study eBook

Internal Use Only #

Employee List

BSA/AML: Completing the CTR

Schedule / Due Date

Notes:

Full Name Aaron Blyth Aaron King Alicia Lueken Andrew Bensen

Title

Department

Employment Status Inactive Date

2020

2021

2022

2023

2024

SVP Commercial Banker Business Services Specialist

Commercial Lending

Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A

N/A

Operations

Q3 (9/30/2024 Q3 (9/30/2024

Q3 Q3

Personal Banker

Retail

8/18/2022 7/27/2023

VP Credit Analyst Manager

Commercial Lending

N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A Q3 Q3 Q3 Q3 Q3 N/A N/A N/A N/A Q3

Becky David Blair Koeing

VP IT

IT

VP Commercial Banker Mortgage Coordinator Chief Credit Officer

Commercial Lending Consumer Lending Commercial Lending

Brianna Logren

Chris Reins

Christine Volchecks Cortney Nueburing Dawn Belling Deanna Oillers Debbie Missy Diane Rosefield Dillon Kemps Eileen Marten Debbie Toly Grace Hoeman Gregg Bacon Jason Pettes Jayden Voja Jenny Grasce Julie Klinger Maci Nieman Margo Haier Matt Kuver Nick Kanon Richelle Jannes Rysdon Toson Sam Nicksome Sandy Doresy Seth Simmons Stephanie Mcnay Todd Tallon Toni Nield Nellie Newark Virginia Presser Wade Coalman Rod Resen Ruth Brove Tamy McKona Terri Calamro Emily Read Gavin Write Ruby Rose Kim Wilers Krissy Kommers Lynn Love Liz Lacy

Branch Manager

Retail

4/24/2020 9/14/2021 8/2/2022 7/31/2023

Q3 (9/30/2024 Q3 (9/30/2024 Q3 (9/30/2024 Q3 (9/30/2024 Q3 (9/30/2024 N/A

Operations Specialist

Operations

VP HR

HR

PT Teller

Retail Retail Retail

10/17/2023

*New hire after training assignment

Personal Banker

8/15/2020 8/5/2021 8/26/2022 8/14/2023 7/8/2020 8/13/2021 7/30/2022 7/27/2023

PT Teller

Loan Specialist

Consumer Lending

N/A

PT Teller

Retail

6/23/2023

Q3 (9/30/2024

Mortgage Operations Manager

Consumer Lending Commercial Lending

N/A N/A

VP Credit Administration

Teller II PT Teller

Retail Retail

8/27/2020 9/23/2021 8/22/2022 8/22/2023

Q3 (9/30/2024 Q3 (9/30/2024

Q3 Q3

SVP Residential Lending SVP Commercial Banker

Consumer Lending Commercial Lending Commercial Lending

N/A N/A N/A

N/A N/A N/A

Credit Analyst Personal Banker

Retail Retail

4/7/2023

Q3 (9/30/2024 Q3 (9/30/2024 Q3 (9/30/2024

Q3 Q3 Q3

Customer Support Specialist Chief Compliance Officer

7/22/2020 9/15/2021 9/14/2022 7/11/2023

Compliance

Mortgage Admin

Consumer Lending

N/A N/A N/A N/A

N/A N/A N/A N/A

Loan Escrow Specialist Chief Executive Officer Office Administration

Lending Administrative

Executive

HR

PT Teller PT Teller

Retail Retail Retail

11/23/2022 8/26/2023

Q3 (9/30/2024 Q3 (9/30/2024 Q3 (9/30/2024

*New hire after training assignment

Q3 Q3 Q3

7/6/2020 7/20/2021 8/18/2022 9/7/2023 7/3/2020 8/30/2021 8/12/2022 7/14/2023

Retail Relationship Manager

Credit Analyst

Commercial Lending

N/A

N/A

VP Operations & Retail VP Commercial Banker

Operations

Q3 (9/30/2024

Q3

Commercial Lending

N/A

N/A

PT Teller PT Teller PT Teller

Retail Retail Retail

Q3 (9/30/2024 Q3 (9/30/2024 Q3 (9/30/2024 Q3 (9/30/2024 Q3 (9/30/2024 Q3 (9/30/2024 Q3 (9/30/2024 Q3 (9/30/2024 Q3 (9/30/2024 N/A N/A

Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3 Q3

3/28/2023

Operations Officer

Operations

VP Finance

Finance/Accounting

N/A

Retail Bank Manager Teller Supervisor Operations Officer

Retail Retail

7/15/2020 7/20/2021 8/11/2022 7/10/2023

Operations Executive

President/Chief Risk Officer

N/A

Teller Supervisor Compliance Officer

Retail

8/31/2020 9/14/2021 8/30/2022 8/14/2023

Compliance

Sr Mortgage Loan Processor

Consumer Lending Commercial Lending

N/A N/A

N/A N/A

VP Commercial Banker