Accreditation Handbook

Internal Use Only

6-F. Examination Manuals

20 10 10 30

60 30 30 90

6-G. Review and Transmittal of Report 6-H. Working Paper Preparation and Review 6-I. Ability to Examine Mortgage Licensees 6-J-1. Origination Examination Program - Financial Condition 6-J-2. Origination Examination Program - Board Oversight and Management 6-J-3. Origination Examination Program - Compliance Program 6-J-4. Origination Examination Program - Violations of Law and Consumer Harm 6-K-1. Servicing Examination Program - Financial Condition 6-K-2. Servicing Examination Program - Board Oversight and Management 6-K-3. Servicing Examination Program - Compliance Program 6-K-4. Servicing Examination Program - Violations of Law and Consumer Harm 6-M. Follow-up Correction of Problems 6-N. Information Technology and Cybersecurity Examinations 6-L. Report of Examination

10

30

10

30

10

30

10

30

10

30

10

30

10

30

10 20 10

30 60 30

10

30

Section 7 – Mortgage Supervision and Legislation (this section is only applicable to mortgage accreditation) Max Score = 300, Passing Score = 165

MAX SCORE

NAME OF STANDARD

VALUE

7-A. Complaint Resolution System 7-B. Licensing/Renewal Process

20 15 15 15 10

60 45 45 45 30 15 30 15 15

7-D. Enforcement Authority

7-E. Use of Enforcement Authority

7-F. Ability to Investigate Fraud and Abuse

7-G. Frequency of Banking Code Review / Revision 7-H. Involvement in State Legislative Process 7-I. Involvement in Federal Legislative Process 7-J. Promulgation of Rules and Regulations

5

10

5 5

Note: Topic 7-C was removed as part of the January 2023 changes.

14

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