Accreditation Handbook

Internal Use Only

4-B. Trust (companies and departments) 4-C. IT Examination and Cybersecurity

20 20 15 15 10 10 10 10 10 10 20

60 60 45 45 30 30 30 30 30 30 60

4-D. Large Bank Supervision* 4-E. International Banking*

4-F. Capital Markets

4-G. Bank Holding Companies

4-H. Third-party Service Providers (TSPs) 4-I. Compliance with Laws and Regulations 4-J. Consumer Compliance Examinations 4-K. Problem Identification / Migration Analysis 4-L. Follow-up / Correction of Problems

Standards indicated by a (*) can be rated N/A if they are not applicable to the agency. An N/A rating will not impact the scoring. If those standards are rated, the total max score and passing

score increases based on the value of the standard. Section 5 – Bank Supervision and Legislation (this section is only applicable to bank accreditation) Max Score = 300, Passing Score = 165

MAX SCORE

NAME OF STANDARD 5-A. Surveillance System

VALUE

20

60

5-B. Communication of Findings of Surveillance System

10 15 15 15

30 45 45 45 15 30 15 15

5-C. Applications

5-D. Adequacy of Enforcement Authority

5-E. Policy for and Use of Enforcement Authority 5-F. Frequency of Banking Code Review / Revision 5-G. Involvement in State Legislative Process 5-H. Involvement in Federal Legislative Process 5-I. Promulgation of Rules and Regulations

5

10

5 5

Section 6 – Mortgage Examination Program (this section is only applicable to mortgage accreditation) Max Score = 870, Passing Score = 479

MAX SCORE

NAME OF STANDARD

VALUE

6-A. Entrance Examination Policy 6-B. Examination Scheduling

20 30 20 10 20

60

120

6-C. Risk Scoping Policy

60 30 60

6-D. Accepting and Leveraging Other Examinations 6-E. Ability to Participate in Multi-State Exams

13

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