Trust Examiner School eBook

a) a copy of the securities lending agreement executed with trust department customers and counterparties; and b) a copy of the department's securities lending confirmation.

63. If the bank as principal or agent (a) underwrites, trades, or deals in municipal securities, or (b) provides investment or consultant services to issuers or purchasers of municipal securities, please provide the name of the individual supervising this activity. 64. If the bank as principal or agent trades or deals in U.S. Treasury securities, please provide the name of the individual supervising this activity. 65. If the bank or an affiliate conducts securities brokerage activities, please provide the name of the individual supervising this activity. 66. If the bank, any subsidiary, or any affiliate serves as investment advisor or investment manager for any mutual fund, or acts as sponsor, distributor, or custodian for any outside, own bank, subsidiary or affiliate operated mutual fund, please provide the name of the individual supervising this activity. 67. If the bank as principal or agent sells securities under agreement to repurchase, or purchases securities under agreement to resell (whether or not the trust department participates in the program on behalf of its customers), please provide the name of the individual supervising this activity.

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