Supervisors Symposium - December 2023

CONFIDENTIAL

2023 Lead States Resource Allocation for MSB OCOEs

9

CONFIDENTIAL

2016-2023 Multi-State MSB Exam Comparison % Redundant Redundant Exams % Examined Exams Conducted Companies Examined

Total Companies (with >2 licenses)

Year

3%

2023

361

194

202

54%

8

4%

2022

321

173

181

54%

8

5%

2021

313

149

157

48%

8

32%

2020

275

175

258

64%

83

40%

2019

265

167

278

63%

111

45%

2018

253

160

292

63%

132

43%

2017

251

164

289

65%

125

48%

2016

243

153

293

63%

140

As of 11/2023

10