Supervisors Symposium - December 2023

CONFIDENTIAL

Scope of MSB Exams

PRE ‐ EXAM

FINANCIAL CONDITION

MANAGEMENT

COMPLIANCE (BSA/AML, OFAC, PRIVACY, GLBA)

MTRA Work Program Components

PREPAID ACCESS (STORED VALUE)

INFORMATION TECHNOLOGY & SECURITY

VIRTUAL CURRENCY

FOREIGN CURRENCY REVIEW

7

CONFIDENTIAL

MMET Exam Statistics

2023 MSB OCOE Highlights

Number of OCOE eligible companies

Lead states

OCOE exams conducted

States accepting ROE's in lieu of an independent exam

Average numberof stateson ‐ siteper exam

Participating/Joint states

As of 11/2023

8