Large Bank Supervision On-Demand Training

Compliance Risk

AML Act Panel 1.5 Hours FinCEN, federal banking agencies, and state regulators discussed the AML Act, including regulatory changes and implementation. 2023 FFIEC Advanced Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Specialists Conference. 45 Minutes This highly interactive course reviews key Community Reinvestment Act requirements, including public file contents, data collection procedures, and CRA examinations for Small, Intermediate Small, and Large financial institutions. 30 Minutes Intended for compliance officers, this interactive course provides an overview of the responsibilities involved in risk management, including compliance, legal, and reputational risk. The course addresses who is on the risk management committee, its policies and procedures, and vendor management. 20 Minutes Intended for middle management, this interactive course provides an overview of Enterprise Risk Management (ERM), including the ERM framework. This engaging learning experience features high-impact audio (optional) and interactive learning activities. 1 Hour This presentation focused on crypto-assets and provided foundational knowledge so examiners can understand related key terms and concepts. BSA/AML risks to financial institutions posed by the crypto-asset sector, as well as other relevant regulatory concerns, are also highlighted. 2023 FFIEC Advanced Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Specialists Conference. 15 Minutes Intended for executive leadership and members of the board of directors, this interactive course addresses the importance of planning for disruption caused by natural and man-made disasters, including best practices for establishing a disaster recovery plan. This engaging learning experience features audio, video, and interactive activities. 45 Minutes This session focused on the role of examiners in assessing and promoting compliance with the Bank Secrecy Act and other anti-money laundering laws and regulations, and the importance of continued collaboration and information-sharing amongst and between FinCEN and federal and Community Reinvestment Act (CRA): Comprehensive Compliance Officer: Risk Management Enterprise Risk Management (ERM) Examining for and Understanding Crypto-Asset Risks Executive Leadership: Business Continuity and Operational Risk FFIEC Advanced BSA/AML Specialists Conference Keynote Address

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