Large Bank Supervision On-Demand Training

Operational Risk

Enterprise Risk Management (ERM) 20 Minutes Intended for middle management, this interactive course provides an overview of Enterprise Risk Management (ERM), including the ERM framework. This engaging learning experience features high-impact audio (optional) and interactive learning activities. 45 Minutes Enterprise risk management (ERM) provides a framework and system for financial institutions to manage–on an enterprise-wide basis–the financial, operational, event, and strategic risks they face. Aimed at staff with risk management responsibilities throughout the institution, this course covers the goals of ERM, categories of risk it addresses, and considerations for designing and implementing an ERM program. Throughout, the course connects principles of ERM to the loan review function and its particular importance in providing information and insight on credit risk. 15 Minutes Intended for executive leadership and members of the board of directors, this interactive course addresses the importance of planning for disruption caused by natural and man-made disasters, including best practices for establishing a disaster recovery plan. This engaging learning experience features audio, video, and interactive activities. 40 Hours The Information Technology (IT) learning unit provides learners with the knowledge to gain an entry‐level understanding of the IT environment in a community bank. The learning unit covers the guidelines and expectations for assessment of a bank’s IT audit program, core banking operations, e‐banking, and organizational and administrative structure. The learning unit also covers IT‐related risk management programs including those for: information security, business continuity, vendor management, and Identify Theft Red Flags Prevention (ITPP). The fundamental concepts applicable to IT examination work are addressed; however, the dynamic nature of technology is recognized throughout the learning unit. 1 Hour This session explored significant operational threats facing the U.S. financial system; what regulators have learned through examinations about those threats; and how they are adjusting supervisory strategies. The session also identified controls that have been effective relative to the most significant threats; and the operational risk management techniques that are effective in identifying, measuring, monitoring, and controlling these risks through time. 2023 Supervisory Updates & Emerging Issues for Large, Complex Financial Institutions. Enterprise Risk Management and Loan Review Executive Leadership: Business Continuity and Operational Risk FRS - Operational Risk: Information Technology Operational Resilience

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