Introductory BSA/AML Examiner School, Atlanta, CA

a prior examination report. The case study will then be built upon in the following sessions throughout the course.

Break

10:15 AM 10:30 AM 11:45 AM 1:00 PM

Risk Assessment Continued

Lunch

Core BSA Exam Procedures Amy Richardson and Jaunita Koerner This module will provide an understanding of the core BSA exam procedures, including examples, of the following areas: Customer Identification Program; Customer Due Diligence; Suspicious Activity Reporting; Currency Transaction Reporting & Exemptions; Information Sharing; Monetary Instruments Recordkeeping; Funds Transfers Recordkeeping and OFAC.

Break

2:15 PM 2:30 PM 4:00 PM

Core BSA Exam Procedures Continued Wrap-Up Session Amy Richardson and Jaunita Koerner

Adjourn

4:30 PM

Wednesday, August 21, 2019 8:30 AM

Review of Day 2 Material Amy Richardson and Jaunita Koerner Core BSA Exam Procedures Continued

9:00 AM 10:15 AM 10:30 AM

Break

OFAC – Beyond the Bank Customers Haleigh Morgus A guest speaker from OFAC will discuss current developments and advisories issued. BSA/AML Compliance Program Structures (Enterprise-Wide Compliance) Amy Richardson and Jaunita Koerner In this module, we will assess the organization's enterprise-wide program for BSA/AML compliance through holding company or lead institution. This will include the risk associated with subsidiaries and affiliates Beneficial Ownership (trusts, lawyers, property managers). Lunch

11:45 AM 1:00 PM

Break

2:15 PM 2:30 PM

BSA/AML Compliance Program Structures (Enterprise-Wide Compliance)