Introductory BSA/AML Examiner School, Atlanta, CA

BSA/AML Examiner School Atlanta, Georgia August 19 - 23, 2019

Monday, August 19, 2019 8:30 AM

Opening Remarks and Course Discussion Amy Richardson and Jaunita Koerner Review of Pre-Course Material Amy Richardson and Jaunita Koerner

9:00 AM

Break

9:45 AM 10:00 AM

BSA Regulations and History Amy Richardson This module will provide the initial history and background of the Bank Secrecy Act regulations as it pertains to financial institutions.

Lunch

11:45 AM 1:00 PM

FFIEC BSA/AML Examination Manual Jaunita Koerner

This section will provide an overview of the FFIEC BSA/AML Examination Manual, which provides guidance to examiners for carrying out BSA/AML and Office of Foreign Assets Control (OFAC) examinations. FinCEN Database and Download Jaunita Koerner This module will provide an overview of the FinCEN database and its use in BSA/AML examinations.

2:00 PM

Break

2:45 PM 3:00 PM

BSA Examination Planning Amy Richardson

This section will provide guidance and utilize a case study to assist in preparing for an examination through effectively scoping and planning a BSA examination.

Wrap-Up Session Amy Richardson and Jaunita Koerner

4:00 PM

Adjourn

4:30 PM

Tuesday, August 20, 2019 8:30 AM

Review of Day 1 Material Amy Richardson and Jaunita Koerner

Risk Assessment Amy Richardson

9:00 AM

Develop an understanding of the risk assessment implemented and utilized to determine the bank risk profile. The case study performed throughout the course will begin with the development of an initial risk assessment utilizing the bank risk profile, an analysis of bank activity, and the review of