Introductory BSA/AML Examiner School, Atlanta, CA

Activity 1 Review pages 155 - 163 in FFIEC Manuals for reference

• Discuss and list the various types of BSA/AML Compliance Program structures you have encountered or anticipate seeing at your banks. • Describe the probable advantages or disadvantages of the various structures. • What red flags might alert you to the fact that a program is inadequate or insufficient?

Activity 2

Refer to the Riverside Community Bank case study (located in the Risk Assessment section of the notebook )

• Complete the following steps. • Develop a plan for examining all of the lines of business in the financial institution. Your plan must include steps for ensuring that every line of business is examined within the next 18 months. • Make any reasonable assumptions that you feel would be helpful, but be sure to make a note of them for discussion purposes.