Intro to Mortgage Origination Examinations - June 2022

Policies & Procedures - Examples 11. Fraud Prevention

12. OFAC Screening Procedures – borrowers, staff & vendors

13. Secondary Market Activities

14. Third ‐ Party Coverage

15. USA PATRIOT Act Compliance Procedures

51

Policies & Procedures - Examples 16. Gramm ‐ Leach ‐ Bliley Policies & Procedures

17. BSA/AML Compliance Program

18. HECM Counseling

19. Fair Lending

20. MLO/Employee Compensation

52