Intro to Mortgage Origination Examinations - June 2022

Policies & Procedures - Examples 1. Third ‐ Party Due Diligence

2. Vendor Management

3. Direct & Indirect Origination Activities

4. Marketing, Advertising, and Solicitation

5. Underwriting

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Policies & Procedures - Examples 6. Investment Lending

7. Appraisal Independence

8. Quality Control, Monitoring, and Management Review

9. Employee Compliance Training

10. Whistleblower

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