IT Examiner School eBook

Procedure 10 – Audit Monitoring and Resolution

Evaluate the audit department’s process for monitoring audit and regulatory findings until resolved. Consider the following:

• A formal tracking system that assigns priority, responsibility, and target date for resolution

• Timely and formal status reporting

• Tracking and reporting of changes in target dates or proposed corrective actions to the Board or Audit Committee

• Process to ensure findings are resolved in a timely manner

• Independent validation to assess the effectiveness of corrective measures

InTREx Mapping

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