IT Examiner School eBook

Internal Use Only

Pre-Exam Document Request List

Used for both Baseline & Enhanced Cybersecurity Exam Program

Covers 15 Program Areas and defines documents to be provided

Includes space for State specific requests

Internal Use Only

Nonbank Cybersecurity Exam Programs Baseline

Enhanced • More comprehensive, for larger and more complex institutions • Includes all baseline questions (light blue shading) plus additional questions in areas requiring a deeper dive • Targeted for use by examiners with more specialized knowledge of IT & Cyber

• Based on the pilot program released in December 2020 • Covers same content as pilot in a streamlined version (based on 2021 examiner feedback) • Easier to use and half the questions with no loss of coverage • Covers 4 URSIT component areas

Note: The Baseline and Enhanced Nonbank Cybersecurity Exam Programs were added to SES and are available for mortgage origination, mortgage servicing, and consumer finance exams.