IT Examiner School eBook

Internal Use Only

Regulations & Guidance - NCUA Appendix A (“Guidelines for safeguarding member information”) & Appendix B (“Guidance on Response Programs for Unauthorized Access to Member Information and Member Notice”) of 12 CFR 748 (“Security Program”)

Internal Use Only

Regulatory Authority Examples: Non-Depository Institutions

Regulators / Licensure CFPB, FTC, States

Laws, Regulations, or Guidance Related to IT, InfoSec, Privacy, etc.

Type of Entity

Mortgage Originators and Servicers

16 CFR 314; 501 and 505(b)(2) of GLBA; State Laws and Regulations (e.g., Part 500 and CCPA).

Money Service Businesses / Money Transmitters

FTC, States

Consumer Finance

CFPB, FTC, States