CSBS BAI Online Course Catalog
Portfolio Management 30 minutes This course provides an overview of effective portfolio management, including risk identification, exception reporting and monitoring, stress testing, and more.
Wealth Management: An Introduction to TAMPs 20 minutes Intended for wealth management personnel, this course covers the basics of turnkey asset management programs. The course helps wealth and investment advisors understand the characteristics of TAMPs, their potential benefits and limitations, and questions to ask when considering specific TAMP partners. 45 minutes This course is intended for wealth management personnel needing an overview of the Bank Secrecy Act and its implications for preventing money laundering and terrorism financing. Requirements for wealth management and other financial institutions to know their customers, file Currency Transaction Reports and Suspicious Activity Reports, and compare customers' identities against government lists are discussed. 30 minutes This course is intended for wealth management personnel and provides an overview of available options for education savings. The course details and compares the features of Coverdell ESAs and 529 savings plans. 30 minutes Intended for wealth management personnel, this interactive course covers the benefits, goals, and components of estate and legacy planning. It reviews the value and protective nature of trusts, including discussion of the basic trust types and categories and a closer look at family legacy trusts. The course helps wealth managers recognize the concerns and decisions facing their clients as they create their estate plans. 20 minutes Intended for wealth management personnel, this interactive course covers the basics of estate tax planning. The course helps wealth managers recognize and explain planning tools specific to married couples, as well as the role of gift-giving and trusts in optimizing estate value while minimizing tax consequences. 20 minutes This interactive course covers the fiduciary and ethical obligations of wealth management personnel. The course explores characteristics of ethical wealth managers and financial planners, tools for resolving ethical dilemmas, and the consequences of failing to behave ethically. Wealth Management: BSA and AML Considerations Wealth Management: Education Savings Accounts Wealth Management: Estate and Legacy Planning Wealth Management: Estate Tax Planning Wealth Management: Ethics
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