BSA/AML Examiner School - Case Study Oct 2023

BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR ROSO/MARIA/E, TIENDA LICENSA LLC BCTR ROSO/MARIA/E, TIENDA LICENSA LLC BCTR ROSO/MARIA/E, TIENDA LICENSA LLC BCTR ROSO/MARIA/E, TIENDA LICENSA LLC BCTR ROSO/MARIA/E, TIENDA LICENSA LLC BCTR ROSO/MARIA/E, TIENDA LICENSA LLC BCTR ROSO/MARIA/E, TIENDA LICENSA LLC

STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STOR OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE OWNER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE MANAGER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, Store Owner/Money Service STORE MAANGER, STORE OWNER/MONEY SERVICE STORE MANAGER, Store owner/Money Service STORE MANAGER, STORE OWNER\MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE, STORE STORE MANAGER, STORE OWNER/MONEY SERVICE, STORE STORE MANAGER, GENERAL STORE OWNER, STORE MANA STORE MANAGER, STORE OWNER/MONEY SERVICE, STORE STORE MANAGER, STORE OWNER, STORE MANAGER STORE MANAGER, STORE OWNER/MONEY SERVICE, STORE STORE MANAGER, STORE OWNER/MONEY SERVICE, STORE STORE MANAGER, STORE OWNER/MONEY SERVICE, STORE STORE MANAGER, STORE OWNER/MONEY SERVICE, STORE STORE MANAGER, STORE OWNER/MONEY SERVICE, STORE grocery store owner, GROCERY STORE/MONEY SERVICE store owner, GROCERY STORE/MONEY SERVICE Store Owner, GROCERY STORE/MONEY SERVICE FABRICATION, GROCERY STORE/MONEY SERVICE store owner, GROCERY STORE/MONEY SERVICE FABRICATION, GROCERY STORE/MONEY SERVICE Store Owner, GROCERY STORE/MONEY SERVICE STORE MANAGER, Store Owner STORE MANAGER, STORE OWNER STORE MANAGER, STORE OWNER STORE MANAGER, STORE OWNER STORE OWNER, BAR

11/8/2021 11/9/2021 11/3/2021 11/4/2021 11/1/2021 11/2/2021 10/29/2021 11/1/2021 10/27/2021 10/28/2021 10/25/2021 10/26/2021 10/22/2021 10/25/2021 10/15/2021 10/18/2021 10/8/2021 10/13/2021 10/5/2021 10/7/2021 10/4/2021 10/5/2021 10/1/2021 10/5/2021 9/24/2021 9/27/2021 9/17/2021 9/20/2021 9/14/2021 9/15/2021 9/10/2021 9/14/2021 9/9/2021 9/11/2021 8/27/2021 8/30/2021 8/23/2021 8/24/2021 8/20/2021 8/23/2021 8/17/2021 8/18/2021 8/16/2021 8/17/2021 7/26/2021 7/27/2021 7/23/2021 7/26/2021 7/21/2021 7/22/2021 7/15/2021 7/16/2021 7/14/2021 7/15/2021 7/9/2021 7/12/2021 6/25/2021 6/28/2021 6/21/2021 6/28/2021 6/17/2021 6/28/2021 6/15/2021 6/16/2021 6/14/2021 6/15/2021 9/7/2021 9/3/2021 9/9/2021 9/7/2021 8/5/2021 8/9/2021

1 $56,401 $90,239

1 $17,572

1 $34,840 $39,089 3 $15,130 $28,147

1

$17,143

1 $19,112 $86,633

3 3 5

$100,310 $25,970 $70,975

2 $24,838

1 $58,166 $26,547

4 3 3 1 4 2 4 3 3 1

$46,700 $66,409 $33,613 $10,221 $28,071 $14,558 $30,463 $71,976 $42,131 $12,532

2 $88,599 $65,746

1 $14,695 $32,635

1 $14,210 $69,580

4 $10,235

1 $13,090 $49,443

3

$38,272

1 $10,621 $13,222 1 $12,251 $25,000

1 3

$21,250 $50,638

3 $19,125 $25,000 7 $14,246 $56,785

11

$91,946

1 $18,208

1 $10,725 $27,223 1 $15,683 $26,831

6/7/2021 6/3/2021 5/28/2021

6/8/2021 6/4/2021 6/1/2021

1 $14,723

4

$31,494

5/24/2021 5/25/2021 5/17/2021 5/18/2021 5/11/2021 5/12/2021

1 $11,381 $10,818 1 $10,343 $27,869

1 $16,310 1 $10,900 1 $23,937 5 $14,609 7 $13,286

5/6/2021 5/4/2021 4/30/2021 4/29/2021 4/27/2021

5/7/2021 5/5/2021 5/4/2021 5/4/2021 5/4/2021

4 $14,354 $25,000

4/21/2021 4/22/2021 4/20/2021 4/22/2021 4/19/2021 4/20/2021 4/7/2021 4/12/2021

1

$17,515

2 $18,097

1 $31,575 $29,229

5 $18,105

4/5/2021 4/2/2021

4/6/2021 4/5/2021

1 3

$24,020 $25,000

3/30/2021 3/31/2021 3/12/2021 3/15/2021

1 $17,264

3

$141,587

3/8/2021 3/5/2021 3/2/2021

3/9/2021 3/8/2021 3/3/2021

1 $39,760 $20,207 3 $24,472 $25,000

1 $16,505 2 $32,287

2/23/2021 2/25/2021 2/16/2021 2/17/2021

1 $26,091 $61,155 3 $15,912 $32,898 3 $22,508 $126,222

2/5/2021 1/29/2021

2/8/2021 2/1/2021

1/22/2021 1/25/2021 1/19/2021 1/20/2021 1/15/2021 1/19/2021 11/17/2020 11/19/2020 11/5/2020 11/6/2020 11/3/2020 11/4/2020 10/16/2020 10/19/2020 10/15/2020 10/16/2020 10/1/2020 10/2/2020 9/25/2020 9/28/2020 3/7/2022 3/10/2022 10/12/2021 10/13/2021 8/9/2021 8/10/2021 2/14/2022 2/15/2022 1/28/2022 1/31/2022 11/27/2020 11/30/2020 11/16/2020 11/17/2020 11/12/2020 11/13/2020 10/2/2020 10/5/2020 6/28/2022 6/29/2022 4/12/2022 4/13/2022 3/28/2022 3/29/2022 3/21/2022 3/22/2022 2/23/2022 2/24/2022 2/15/2022 2/16/2022 1/5/2021 1/7/2021 4/26/2021 5/4/2021 2/4/2021 2/8/2021

3

$25,000

1 $14,798 $68,424

4 2 2

$98,929 $29,457 $15,391

1 $11,238 1 $18,588

3

$25,000

1 $16,270

1 3

$41,405 $27,000

3 $71,978 $11,172 1 $38,675 $125,102 1 $18,468 $38,725 1 $48,370 $94,016

3

$58,542

8 $38,197 $93,871

3

$73,937

1 $29,585 $73,529

1 3

$36,665 $118,538

4 $14,000 1 $10,631 1 $13,165 1 $10,875 1 $22,981 1 $27,291 1 $15,786 1 $16,210

$4,049,200

$10,389,308

2/8/2022

2/9/2022