BSA/AML Examiner School - Case Study Oct 2023

BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M BCTR MARTINEZ/BERTA, ORTIZ/JUAN/M

STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER STORE OWNER/MONEY SERVICE, STORE MANAGER, STORE STORE OWNER/MONEY SERVICE, STORE MANAGER, STORE STORE OWNER/MONEY SERVICE, STORE MANAGER, STORE STORE OWNER/MONEY SERVICE, STORE MANAGER, STORE STORE OWNER/MONEY SERVICE, STORE MANAGER, STORE STORE OWNER/MONEY SERVICE, STORE MANAGER, CASHI STORE MANAGER, STORE MANAGER, STORE OWNER/MON STORE MANAGER, STORE MANAGER, STORE OWNER/MON STORE MANAGER, STORE MANAGER, STORE OWNER/MON STORE MANAGER, STORE MANAGER, STORE OWNER/MON STORE MANAGER, STORE MANAGER, STORE OWNER/MON STORE MANAGER, STORE MANAGER, STORE OWNER/MON STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, SOTRE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MAANGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE OWNER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE MANAGER, STORE OWNER/MONEY SERVICE STORE OWNER, STORE MANAGER STORE MANAGER, STORE OWNER STORE MANAGER, STORE OWNER

8/3/2021 8/2/2021

8/4/2021 8/4/2021

1 $29,523

2 $15,217 $58,458

7/30/2021 7/31/2021 7/29/2021 7/30/2021 7/19/2021 7/20/2021 7/16/2021 7/17/2021 6/29/2021 6/30/2021 6/28/2021 6/29/2021 6/18/2021 6/28/2021 6/11/2021 6/14/2021 5/20/2021 5/22/2021 5/13/2021 5/14/2021 4/16/2021 4/19/2021 4/12/2021 4/13/2021 7/6/2021 7/2/2021 7/7/2021 7/3/2021 4/23/2021 5/3/2021

1 1

$44,370 $55,426

1 $27,987 $53,349

1

$37,411

1 $42,034 $39,295

1

$16,657

1 $11,108

1

$30,866 $20,246 $50,448 $81,040 $17,124 $100,617

10

3 2 1

10

3 $11,515 $25,000 1 $18,802 $44,317 1 $34,905 $13,117 1 $32,683 $68,989 1 $11,122 $95,210

4/6/2021

4/7/2021

3/29/2021 3/30/2021

3/1/2021

3/2/2021

2/18/2021 2/19/2021 2/17/2021 2/18/2021

1 $13,678

1

$20,000

2/4/2021 2/2/2021

2/8/2021 2/3/2021

4 $10,276 1 $30,709 1 $16,628 1 $35,866

1/28/2021 1/29/2021 1/27/2021 1/28/2021 1/11/2021 1/12/2021

1 $40,661 $27,184

1/7/2021

1/8/2021 1/2/2021

1 2 1 1 1

$19,701 $31,805 $13,381 $10,822 $24,132

12/31/2020

12/15/2020 12/16/2020 11/4/2020 11/5/2020 10/8/2020 10/9/2020 9/14/2020 9/15/2020 9/11/2020 9/14/2020 9/8/2020 9/10/2020

1 $15,521 $150,476

3

$56,813

2 $37,601 $113,510

9/4/2020

9/8/2020

4 3 1

$25,000 $94,928 $48,091

3/11/2022 3/14/2022 1/25/2021 1/26/2021

2/8/2021

2/9/2021

1 $23,574 $42,131 2 $47,734 $127,401 1 $10,724 $54,613 2 $19,865 $91,213 1 $38,938 $46,015

12/21/2020 12/23/2020 12/14/2020 12/15/2020 12/28/2020 12/30/2020 12/13/2021 12/14/2021

6/4/2021

6/7/2021

3

$118,317

5/7/2021 5/10/2021

3 $12,035 $119,890

3/4/2021

3/5/2021

1

$14,969

12/7/2020 12/8/2020 11/9/2020 11/10/2020 6/28/2022 6/29/2022 6/24/2022 6/27/2022 6/22/2022 6/23/2022 6/14/2022 6/17/2022 6/13/2022 6/14/2022 6/10/2022 6/13/2022 7/7/2022 7/8/2022

1 $37,277 $78,541 1 $34,113 $85,099

1 $10,257 1 $28,385

3 1

$33,153 $33,081

3 $19,185

1 $43,192 $27,103

3 3 1 6 3 1

$40,904 $93,685 $18,860 $32,000 $53,746 $29,307

6/3/2022 6/2/2022 6/1/2022 5/27/2022

6/6/2022 6/3/2022 6/2/2022 6/2/2022

1 $28,991

5/20/2022 5/23/2022 5/18/2022 5/19/2022 5/11/2022 5/12/2022 5/9/2022 5/11/2022

1 $14,418

2 $59,670 $62,827 3 $42,960 $14,623 8 $17,750 $66,130

5/2/2022 4/25/2022 4/22/2022

5/5/2022 5/3/2022 5/3/2022 4/6/2022 4/4/2022

11

$77,529

4/19/2022 4/20/2022

1 $38,633

4/4/2022 4/1/2022

2 $68,456 $11,632

3

$32,000

3/29/2022 3/30/2022 3/23/2022 3/25/2022 3/21/2022 3/22/2022 3/14/2022 3/16/2022 3/8/2022 3/10/2022 2/22/2022 2/24/2022 2/16/2022 2/18/2022 2/9/2022 2/10/2022

1 $12,294 2 $13,284

1 $69,869 $44,026 2 $31,828 $63,120

2 $16,611

2 $54,386 $25,473

2 $15,755

1

$15,513

2/7/2022 2/4/2022 2/3/2022 2/2/2022

2/8/2022 2/7/2022 2/7/2022 2/3/2022

1 $57,789 $21,299

3

$30,000

4 $17,060 1 $13,999

1/14/2022 1/19/2022 1/7/2022 1/11/2022

5 4

$90,176 $28,000

1/6/2022

1/7/2022 1/3/2022

1 $13,711

12/30/2021

4 $24,283 $96,840

12/27/2021 12/28/2021 12/10/2021 12/13/2021 12/3/2021 12/13/2021 11/30/2021 12/1/2021 11/29/2021 11/30/2021 11/26/2021 11/29/2021

1 $18,278

3

$25,000 $51,296

10

1 $17,207

1 $34,736 $22,159

3

$50,690