BSA/AML Examiner School - Case Study Oct 2023

11/20/2015 11/23/2015 12/4/2015 12/4/2015 12/7/2015 12/10/2015 12/17/2015 12/17/2015 12/17/2015 12/21/2015 12/29/2015 12/29/2015 1/6/2016 1/5/2016 1/5/2016 1/11/2016 1/15/2016 1/14/2016 1/19/2016 1/21/2016 1/25/2016 2/1/2016 2/2/2016 2/2/2016 2/8/2016 2/8/2016 2/16/2016 2/17/2016 2/19/2016 2/19/2016 2/23/2016 2/23/2016 2/23/2016 3/4/2016

Connor Forrest

10245656 211152

Park Ave. Title Co. Main Escrow

571326693

31,571.01 500,000.00 200,000.00 500,000.00 249,000.00 500,000.00 100,000.00 479.28

320010 320010 320010 1092999 320010 320010

AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust

AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust

211152 211152

Maria Cole

cash

Seaside Marketplace, Inc.

66670

Lynn County Bank & Trust Company

99890000

Lynn County Bank & Trust

211152 211152 211152 211152

AJ & R Bank & Trust AJ & R Bank & Trust

AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust

The Exchange Bank

2,999.99 2,396.95

10547

National Bank( PS Insurance)

20355898

1 st Bank

88980000

1 st Bank

4598

248,000.00

Kate West Sue Scott

40236125 32641501 88893333 5014279 10235892

West Sporting Goods

3160342

2,200.00

Foxwoods Ace Port

145805646

171,478.00 42,882.15 32,210.00 3,470.00 3,000.01 25,000.00 500,000.00 249,000.00 400,000.00 100,000.00 1,304.40 3,000.00 40,000.00 2,396.96 50,000.00 200,000.00 500,000.00 500,000.00 2,396.96 4,000.00 100,000.00 100,000.00

703856023 703856023

Tin Dealership

Ace Port

Brock Tin

James Presley

Presley Holdings 2, LLC The Exchange Bank Coast2Coast LLC

8000161

AJ & R Bank & Trust

211152

10547

Kirk Bottoms

23671023

263177555

211152 211152

AJ & R Bank & Trust

320010

AJ & R Bank & Trust AJ & R Bank & Trust

National Bank( PS Insurance)

20355898

1 st Bank

1 st Bank

24912

88980000

AJ & R Bank & Trust

320010 1002585

AJ & R Bank & Trust

211152

ABC Apartments

American Bank

89587563

David Creek

311402557

28567210 211152

Issacs LLC

320010 320010

AJ & R Bank & Trust AJ & R Bank & Trust

AJ & R Bank & Trust AJ & R Bank & Trust

211152

Maria Cole

cash

66670

Seaside Marketplace, Inc.

AJ & R Bank & Trust Spring Greenhouse AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust

The Exchange Bank Spring Greenhouse

211152

10547

98889111 211152

42058

National Bank( PS Insurance)

20355898 320010

211152 211152 211152 211152

AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust

320010 320010 320010