BSA/AML Examiner School - Case Study Oct 2023

The Exchange Bank

5/28/2015 5/28/2015 5/29/2015 6/4/2015 6/15/2015 6/25/2015 6/29/2015 6/29/2015 7/6/2015 7/10/2015 7/17/2015 7/27/2015 7/31/2015 8/18/2015 8/24/2015 8/25/2015 9/9/2015 9/18/2015 9/22/2015 9/22/2015 9/23/2015 9/24/2015 10/21/2015 10/23/2015 10/27/2015 10/28/2015 10/29/2015 10/30/2015 11/2/2015 11/9/2015 11/9/2015 11/6/2015 11/19/2015 11/20/2015

AJ & R Bank & Trust

211152

3,000.00 1,400.00 31,873.83 250,000.00 33,408.65

10547

85000011 126631005

Westgate Sporting Goods

Westgate Sporting Goods

3160359

Jan and Tanner Forrest AJ & R Bank & Trust

East StreetTitle, INC

14580724112

211152

FHLB of Cincinnati

93550

Xander Lynn

23321150 36613200

Ford Title, Inc

10001800926 9010831255

Bailey Gate

Bowen Logistics

500.00

211152 211152

AJ & R Bank & Trust AJ & R Bank & Trust

National Bank( PS Insurance)

2,396.99 3,000.00

20355898

The Exchange Bank

10547

Thomas Davis Jr. Sonya Lawson

33215289 11123323 62610500

Thomas Davis Jr.

2894802588 7047431111 251859555

90.00 60.00

Bridget Vance

Jordan Smith

Tax Investment

1300.00 3000.01 2402.19

211152 211152 211152 211152 211152

AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust

The Exchange Bank

10547

National Bank( PS Insurance)

20355898

FHLB of Cincinnati

93550

249,000.00 3,000.00 2,396.94 50,000.00 97,443.61 50,000.00 3000.01 2,396.99 2,402.21 3,000.00 300,000.00

The Exchange Bank

10547

National Bank( PS Insurance)

20355898

Terry Singleton Jace Tompson Jen Singleton

66237050 32103530 62222501

Point LLC

75988

East Tennessee Title Inc. Main Street Place

76667010 4003093366

211152 211152 211152 211152 211152

AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust AJ & R Bank & Trust

The Exchange Bank

10547

National Bank( PS Insurance)

20355898

AJ & R Bank & Trust

320010

National Bank( PS Insurance)

20355898

The Exchange Bank

10547

Chris and Maria Cole Chris and Maria Cole

33230003 33230003

Seaside Marketplace, Inc. Seaside Marketplace, Inc.

66670 66670

669.14 165.60

15235689

Ben Wright

Cole Company

207990014589 229026259985

68,900.00 35000.00 496,000.00

Three Docks Petroleum

93661321

Green Technology Inc.

Catch Up Financial

cd's closed (10725,10006)

Catch Up Financial

244015222

Kelly Adams

5664250

ACE

28985

4696.00 555.39

Maria Cole

cash

Seaside Marketplace, Inc.

66670

1 st Bank

cd's closed (10640)

1 st Bank

3281

249,000.00

211152 211152

AJ & R Bank & Trust AJ & R Bank & Trust

The Exchange Bank

3,000.01 2,396.99

10547

National Bank( PS Insurance)

20355898