BSA-AML Examiner School Case Study eBook

Internal Use Only #

Employee List

Office of Foreign Assets Control (OFAC)

Schedule / Due Date

Notes:

Inactive Date

Employment Status

Full Name Aaron Blyth Aaron King Alicia Lueken Andrew Bensen

Title

Department

2020

2021

2022

2023

2024

SVP Commercial Banker Business Services Specialist

Commercial Lending

Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active

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N/A

N/A N/A N/A N/A N/A N/A N/A N/A

1/10/2024 Q1 - Completed

*New hire after training transition to Compliance/for the 2024 training schedule

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Q1 - 3/31/2024 Q1 - 3/31/2024 Q1 - 3/31/2024 Q1 - 3/31/2024 Q1 - 3/31/2024 Q1 - 3/31/2024 Q1 - 3/31/2024 Q1 - 3/31/2024 Q1 - 3/31/2024 Q1 - 3/31/2024

12/7/2022

Q1 Q1 Q1 Q1 Q1 Q1 Q1 Q1 Q1 Q1

Operations

Personal Banker

Retail

8/5/2022 10/20/2023

VP Credit Analyst Manager

Commercial Lending

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Becky David Blair Koeing

VP IT

IT

12/26/2023 12/26/2023 Q1 - Completed

*New hire after training transition to Compliance/for the 2024 training schedule

VP Commercial Banker Mortgage Coordinator Chief Credit Officer

Commercial Lending Consumer Lending Commercial Lending

Brianna Logren

Chris Reins

Christine Volchecks Cortney Nueburing Dawn Belling Deanna Oillers Debbie Missy Debbie Toly Diane Rosefield Dillon Kemps Eileen Marten Grace Hoeman Gregg Bacon Jason Pettes Jayden Voja Jenny Grasce Julie Klinger Maci Nieman Margo Haier Matt Kuver Nick Kanon Richelle Jannes Rysdon Toson Sam Nicksome Sandy Doresy Seth Simmons Stephanie Mcnay Tamy McKona Rod Resen Ruth Brove Emily Read Gavin Write Ruby Rose Kim Wilers Krissy Kommers Lynn Love Liz Lacy

Branch Manager

Retail

4/27/2020 10/25/2021 12/7/2022 10/17/2023 1/9/2024 Q1 - Completed

Operations Specialist

Operations

1/11/2024 Q1 - Completed

*For the 2024 training schedule

VP HR

HR

PT Teller

Retail Retail Retail

10/19/2023

Personal Banker

11/17/2020 10/23/2021 10/27/2022 10/25/2023 10/24/2020 10/4/2021 10/12/2022 10/16/2023

PT Teller

Loan Specialist

Consumer Lending

12/29/2023 12/29/2023 Q1 - Completed

*For the 2024 training schedule

PT Teller

Retail

5/31/2023

Q1

Q1 - 3/31/2024

N/A

*For the 2024 training schedule *For the 2024 training schedule

12/28/2023 12/28/2023 Q1 - Completed

Mortgage Operations Manager

Consumer Lending Commercial Lending

VP Credit Administration

N/A

1/2/2024 Q1 - Completed

Q1 Q1

Q1 - 3/31/2024 Q1 - 3/31/2024

N/A

12/10/2020 12/21/2021 12/7/2022 11/29/2023

Teller II PT Teller

Retail Retail

*Will be taking with new hire series due 2/28/2024.

N/A N/A N/A N/A N/A N/A N/A N/A N/A

1/4/2024 Q1 - Completed 1/1/2024 Q1 - Completed 1/2/2024 Q1 - Completed

*For the 2024 training schedule

SVP Residential Lending SVP Commercial Banker

Consumer Lending Commercial Lending Commercial Lending

*New hire after training transition to Compliance/for the 2024 training schedule

Credit Analyst Personal Banker

*For the 2024 training schedule *Also taken 4/11/2023 & 6/7/2023

Retail Retail

12/26/2023 12/26/2023 Q1 - Completed

Customer Support Specialist Chief Compliance Officer

10/8/2020 11/30/2021 10/20/2022 11/1/2023 1/4/2024 Q1 - Completed

*Also taken 4/18/2023

Compliance

Q1

Q1 - 3/31/2024

N/A N/A

Mortgage Admin

Consumer Lending Lending Administrative

1/3/2024 Q1 - 3/31/2024 1/2/2024 Q1 - Completed

*For the 2024 training schedule

Loan Escrow Specialist Chief Executive Officer Office Administration

Executive

Q1

Q1 - 3/31/2024

N/A

1/16/2024 Q1 - Completed

*For the 2024 training schedule

HR

PT Teller PT Teller

Retail Retail Retail

11/10/2022 12/13/2023

Q1 Q1

Q1 - 3/31/2024 Q1 - 3/31/2024

N/A N/A

10/8/2020 10/20/2021 12/19/2022 12/5/2023

Retail Relationship Manager

10/13/2020 10/1/2021 10/24/2022 10/6/2023 12/27/2023 Q1 - Completed

*For the 2024 training schedule (12/27/2023)

12/27/2023 12/27/2023 Q1 - Completed

*For the 2024 training schedule

Credit Analyst

Commercial Lending

VP Operations & Retail VP Commercial Banker

Operations

12/12/2022

N/A N/A N/A N/A N/A N/A

Q1 Q1 Q1 Q1 Q1 Q1 Q1

Q1 - 3/31/2024 Q1 - 3/31/2024 Q1 - 3/31/2024 Q1 - 3/31/2024 Q1 - 3/31/2024 Q1 - 3/31/2024 Q1 - 3/31/2024

N/A N/A

Commercial Lending

*Will be taking with new hire series due 3/12/2024. *Will be taking with new hire series due 2/21/2024.

PT Teller PT Teller PT Teller

Retail Retail Retail

3/3/2023

N/A N/A N/A N/A N/A N/A N/A

Operations Officer

Operations

Finance/Accounting

VP Finance

Retail Bank Manager Teller Supervisor Operations Officer

Retail Retail

11/10/2023 11/10/2023 Q1 - Completed

*New hire after training transition to Compliance/for the 2024 training schedule

7/21/2020 10/7/2021 12/7/2022 10/18/2023 1/8/2024 Q1 - Completed

Terri Calamro Todd Tallon

Operations Executive

N/A N/A

Q1 Q1 Q1

Q1 - 3/31/2024 Q1 - 3/31/2024 Q1 - 3/31/2024

President/Chief Risk Officer

Toni Nield

Teller Supervisor Compliance Officer

Retail

10/26/2020 10/18/2021 10/26/2020 12/8/2023

Compliance

Nellie Newark Virginia Presser Wade Coalman

N/A

1/8/2024 Q1 - Completed

*For the 2024 training schedule *For the 2024 training schedule

Sr Mortgage Loan Processor VP Commercial Banker

Consumer Lending Commercial Lending

12/28/2023 12/28/2023 Q1 - Completed

N/A

Q1

Q1 - 3/31/2024

N/A