BSA-AML Examiner School Case Study eBook

Internal Use Only #

Employee List

BSA/AML: USA PATRIOT Act

Schedule / Due Date

Notes:

Full Name Aaron Blyth Aaron King Alicia Lueken

Title

Department

Employment Status

Inactive Date

2020

2021

2022

2023

2024

SVP Commercial Banker Business Services Specialist

Commercial Lending

Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active Active

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A

N/A

N/A 1/10/2024 Q3 - 9/30/2024

*New hire after training transition to Compliance

Operations

N/A 12/6/2022

N/A

N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 1/1/2024 Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A N/A N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A Q3 - 9/30/2024 N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Personal Banker

Retail

N/A 8/8/2022 7/14/2023

Andrew Bensen

VP Credit Analyst Manager

Commercial Lending

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A

Becky David Blair Koeing

VP IT

IT

VP Commercial Banker Mortgage Coordinator Chief Credit Officer

Commercial Lending Consumer Lending Commercial Lending

N/A 12/28/2023 N/A Q3 - 9/30/2024

*New hire after training transition to Compliance

Brianna Logren

Chris Reins

Christine Volchecks Cortney Nueburing Dawn Belling Deanna Oillers Debbie Missy Diane Rosefield Dillon Kemps Eileen Marten Debbie Toly Grace Hoeman Gregg Bacon Jason Pettes Jayden Voja Jenny Grasce Julie Klinger Maci Nieman Margo Haier Matt Kuver Nick Kanon Richelle Jannes Rysdon Toson Sam Nicksome Sandy Doresy Seth Simmons Stephanie Mcnay Tamy McKona Rod Resen Ruth Brove Emily Read Gavin Write Ruby Rose Kim Wilers Krissy Kommers Lynn Love Liz Lacy

Branch Manager

Retail

4/27/2020 8/30/2021 8/22/2022 9/11/2023

Operations Specialist

Operations

VP HR

HR

N/A 10/23/2023 N/A Q3 - 9/30/2024

PT Teller

Retail Retail Retail

Personal Banker

7/28/2020 8/5/2021 8/17/2022 8/9/2023 9/1/2020 7/21/2021 8/9/2022 7/26/2023

PT Teller

N/A

Loan Specialist

Consumer Lending

PT Teller

Retail

5/31/2023

Mortgage Operations Manager

Consumer Lending Commercial Lending

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

VP Credit Administration

Teller II PT Teller

Retail Retail

8/27/2020 9/17/2021 8/22/2022 8/22/2023

*Will be taking with new hire series due 2/28/2024 and again in Q3

SVP Residential Lending SVP Commercial Banker

Consumer Lending Commercial Lending Commercial Lending

*New hire after training transition to Compliance

Credit Analyst Personal Banker

Retail Retail

4/10/2023

Customer Support Specialist Chief Compliance Officer

8/24/2020 7/29/2021 9/28/2022 8/29/2023

Compliance

Mortgage Admin

Consumer Lending

Lending Administrative

Loan Escrow Specialist Chief Executive Officer Office Administration

Executive

HR

PT Teller PT Teller

Retail Retail Retail

N/A 11/1/2022 8/26/2023

7/27/2020 7/14/2021 8/15/2022 9/12/2023 7/8/2020 7/15/2021 8/16/2022 7/3/2023

Retail Relationship Manager

Credit Analyst

Commercial Lending

VP Operations & Retail VP Commercial Banker

Operations

Commercial Lending

PT Teller PT Teller PT Teller

Retail Retail Retail

*Will be taking with new hire series due 3/12/2024 and again in Q3 *Will be taking with new hire series due 2/21/2024 and again in Q3

3/7/2023

Operations Officer

Operations

VP Finance

Finance/Accounting

Retail Bank Manager Teller Supervisor Operations Officer

Retail Retail

N/A 11/13/2023 N/A Q3 - 9/30/2024

*New hire after training transition to Compliance

7/16/2020 7/27/2021 8/11/2022 7/18/2023

Terri Calamro Todd Tallon

Operations Executive

President/Chief Risk Officer

Toni Nield

Teller Supervisor Compliance Officer

Retail

8/31/2020 8/30/2021 8/5/2022 8/15/2023

Compliance

Nellie Newark Virginia Presser Wade Coalman

Sr Mortgage Loan Processor

Consumer Lending Commercial Lending

VP Commercial Banker