Accreditation Handbook for State Agencies

(this section is only applicable to bank accreditation) Max Score = 330, Passing Score = 181

MAX SCORE

NAME OF STANDARD

VALUE

3-A. Examination Frequency Policy/Ability to Meet Policy 3-B. Agreements with Federal Regulators 3-C. Interstate Banking Policy/Procedures 3-E. Examination Procedures/Preplanning 3-F. Review and Transmittal of Report 3-G. Working Paper Preparation and Review 3-D. Examination Manuals

40 10 10 20 10 10 10

120

30 30 60 30 30 30

Section 4 – Bank Examination Capabilities (this section is only applicable to bank accreditation) Max Score = 480, Passing Score = 264*

MAX SCORE

NAME OF STANDARD

VALUE

4-A. Banks-Assessment of CAMELS 4-B. Trust (companies and departments) 4-C. IT Examination and Cybersecurity

40 20 20 15 15 10 10 10 10 10 10 20

120

60 60 45 45 30 30 30 30 30 30 60

4-D. Large Bank Supervision* 4-E. International Banking*

4-F. Capital Markets

4-G. Bank Holding Companies

4-H. Third-party Service Providers (TSPs) 4-I. Compliance with Laws and Regulations 4-J. Consumer Compliance Examinations 4-K. Problem Identification / Migration Analysis 4-L. Follow-up / Correction of Problems

Standards indicated by a (*) can be rated N/A if they are not applicable to the agency. An N/A rating will not impact the scoring. If those standards are rated, the total max score and passing

score increases based on the value of the standard. Section 5 – Bank Supervision and Legislation (this section is only applicable to bank accreditation) Max Score = 300, Passing Score = 165

MAX SCORE

NAME OF STANDARD 5-A. Surveillance System

VALUE

20

60

14

Back to Table of Contents