Accreditation Handbook for State Agencies

III. Values and Max Scores Section 1 – Administration and Finance (this section is applicable to bank, mortgage and MSB accreditation) Max Score = 240, Passing Score = 120

MAX SCORE

NAME OF STANDARD

VALUE

1-A-1. Mission Statement and Strategic Plan

5 3 5 5 5 4 5 3 5

15

1-A-2. Succession Planning and Organizational Chart

9

1-B. Internal Communication

15 15 15 12 15 15 48 36 36 9

1-C. Communication with Other Regulatory Agencies

1-D. Communication with Industry

1-E. Consumer Education / Financial Literacy

1-F. Access to Legal Assistance

1-G. Agency Facilities

1-H. Business Continuity Plan

1-I. Technology Infrastructure and Cybersecurity 1-J. Budget Revenue / Contingency Plan 1-K. Budget Expenses / Supplemental Budgets

16 12 12

Section 2 – Personnel and Training (this section is applicable to bank, mortgage and MSB accreditation) Max Score = 240, Passing Score = 120

MAX SCORE

NAME OF STANDARD 2-A. Personnel Manual 2-B. Job Descriptions

VALUE

5 5 5 5 5

15 15 15 15 15 30 15 15 30 15 15 45

2-C. Hiring Policies

2-D. Promotional Opportunities / Pay for Performance 2-E. Performance Appraisal Process 2-F. Adequacy of Salaries and Benefits 2-G. Training Coordinator / Evaluations 2-I. Training Manuals and On-The-Job Training 2-J. Examination Exit Meeting Training 2-K. Support of External Academic Training 2-H. Policy on Examiner Training

10

5 5

10

5 5

2-L. Adequacy of Training Funds

15

Section 3 – Bank Examination Policies and Procedures

13

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