2023 BSA/AML Examiner School - Series 1

Automated Monitoring System Reports Listing

CSI (Computer Services, Inc.) - NuMonitor  Alert Definitions (a list of the current active alerts)

 Annual Alert Tally (total number of alerts by category, by month, by year)  List of Alerts over any criteria, over any date range (Online, PDF, Excel)  List of Responses to the alerts over an criteria, over any date range (Online, PDF, Excel)  List of Cases over any criteria, over any date range (Online, PDF, Excel)  Account Notes, Account Profiles (Online, PDF, Excel)  User Security information  NuMonitor SOC1 report (Institution can request from CSI)

Verafin

 CTRS Accepted  SARS Accepted  Alerts Acknowledged  Customers – All High Risk  Cases – All  Watch List Audit Logs  List of all exemptions (not just CTR exemptions)

Updated: 10/21/2021