2023 BSA/AML Examiner School - Series 1

Internal Use Only

April 2020 Updates

1.Risk Focused Supervision 2.Assessing Compliance 3.Risk Assessment 4.Developing Conclusions & Finalizing the Exam

Internal Use Only

February 2021 Updates

1. Introduction –Assessing Compliance with BSA Regulatory Requirements 2. Customer Identification Program 3. Currency Transaction Reporting 4. Transactions of Exempt Persons